Investment adviser · CRD 155549

SM INVESTORS

Investment adviser filing (IA)

S. MUOIO & CO. LLC

NEW YORK, NY, United States · Form ADV filed Mar 27, 2026

Regulatory AUM: $95.1M
Client accounts: 7
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$83,556,958	87.9%
Corporations & businesses	Fewer than 5	$11,506,804	12.1%

Filing source

Form ADV 2047320 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SM MERGER/ARBITRAGE, L.P.Hedge Fund · Last reported Mar 27, 2026$38.4MGross asset value

Form D fundraising filings

SM MERGER/ARBITRAGE, L.P.

Feeder funds

SM MERGER/ARBITRAGE OFFSHORE, L.P.

Fund administrator KRYPTON FINANCIAL SERVICES LTD. ALPHARETTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG CAYMAN
PCAOB 185

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-9342033027
Reported beneficial owners: 25
Minimum commitment: $500K
Form D file number: 021-54970

Form ADV 2047320 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SM INVESTORS, L.P.Hedge Fund · Last reported Mar 27, 2026$31.4MGross asset value

Form D fundraising filings

SM Investors, L.P.

Feeder funds

SM INVESTORS OFFSHORE, LTD.

Fund administrator KRYPTON FINANCIAL SERVICES LTD. ALPHARETTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG CAYMAN
PCAOB 185

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-3796429401
Reported beneficial owners: 36
Minimum commitment: $500K
Form D file number: 021-132141

Form ADV 2047320 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SM INVESTORS BROADCAST PARTNERS, L.P.Private Equity Fund · Last reported Mar 27, 2026$10.7MGross asset value

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

KPMG CAYMAN
PCAOB 185

Fund details & source

Fund ID: 805-1888775320
Reported beneficial owners: 28
Minimum commitment: $0

Form ADV 2047320 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SM BROADCAST KQTV, L.P.Private Equity Fund · Last reported Mar 27, 2026$3.03MGross asset value

Form D fundraising filings

SM Broadcast KQTV, L.P.

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

KPMG CAYMAN
PCAOB 185

Fund details & source

Fund ID: 805-8541275415
Reported beneficial owners: 19
Minimum commitment: $0
Form D file number: 021-412023

Form ADV 2047320 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SM INVESTORS II, L.P.Hedge Fund · Last reported Jun 10, 2024$29.5MGross asset value

Form D fundraising filings

SM Investors II, L.P.

Feeder funds

SM INVESTORS OFFSHORE, LTD.

Fund administrator GRASSI & CO. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS, Indiana, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG CAYMAN
PCAOB 185

JEFFERIES LLC
SEC 8-15074

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-3044637907
Reported beneficial owners: 19
Minimum commitment: $500K
Form D file number: 021-43690

Form ADV 1882221 · Jun 10, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SM/HL ACQUISITION L.P.Private Equity Fund · Last reported Jun 10, 2024$122KGross asset value

Form D fundraising filings

SM/HL Acquisition, L.P.

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

KPMG CAYMAN
PCAOB 185

Fund details & source

Fund ID: 805-4977937084
Reported beneficial owners: 15
Minimum commitment: $0
Form D file number: 021-433839

Form ADV 1882221 · Jun 10, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SM BROADCAST PARTNERS MIDAMERICA, L.P.Private Equity Fund · Last reported Sep 16, 2022$21KGross asset value

Form D fundraising filings

SM Broadcast Partners MidAmerica, L.P.

Auditor KPMG GEORGE TOWN, Cayman Islands

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-5860412006
Reported beneficial owners: 20
Minimum commitment: $0
Form D file number: 021-279832

Form ADV 1676265 · Sep 16, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

7. EAST 60TH STREET, 2ND FLOOR
NEW YORK, NY, 10022, United States

CRD 155549

Filing source

Form ADV 2047320 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.