Form D · Hedge Fund

SM MERGER/ARBITRAGE, L.P.

New York, NY · CIK 0001231101

Offering snapshot reported May 22, 2026 · SEC filing

Reported sold: $35.5M
Investors reported: 66
Minimum accepted: $500K
First sale: Jan 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$0 → $500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 22, 2026	Amendment	$35,468,797	$0vs Mar 29, 2024	66	SEC filing
Mar 21, 2025	Amendment	$35,468,797	$0vs Mar 29, 2024	66	SEC filing
Mar 29, 2024	Amendment	$35,468,797	$0vs Mar 30, 2023	66	SEC filing
Mar 30, 2023	Amendment	$35,468,797	$396,815vs Apr 6, 2022	66	SEC filing
Apr 6, 2022	Amendment	$35,071,982	$3,942,023vs Apr 9, 2021	63	SEC filing
Apr 9, 2021	Amendment	$31,129,959	No comparison	Not reported	SEC filing
Apr 9, 2020	Amendment	$30,755,550	$645,596vs Apr 9, 2019	54	SEC filing
Apr 9, 2019	Amendment	$30,109,954	$195,019vs Apr 9, 2018	53	SEC filing
Apr 9, 2018	Amendment	$29,914,935	$1,711,587vs Apr 7, 2017	53	SEC filing
Apr 7, 2017	Amendment	$28,203,348	$1,821,000vs Apr 14, 2016	49	SEC filing
Apr 14, 2016	Amendment	$26,382,348	$1,524,000vs Apr 14, 2015	44	SEC filing
Apr 14, 2015	Amendment	$24,858,348	$350,000vs Jun 10, 2014	41	SEC filing
Jun 10, 2014	Amendment	$24,508,348	$900,000vs Jun 19, 2013	40	SEC filing
Jun 19, 2013	Amendment	$23,608,348	$0vs Jun 20, 2012	36	SEC filing
Jun 20, 2012	Amendment	$23,608,348	$100,000vs Jun 20, 2011	36	SEC filing
Jun 20, 2011	Amendment	$23,508,348	$9,178,056vs Jun 21, 2010	34	SEC filing
Jun 21, 2010	Amendment	$14,330,292	$3,250,000vs Jun 22, 2009	32	SEC filing
Jun 22, 2009	Amendment	$11,080,292	No comparison	30	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-54970

Source: Form D, filed May 22, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SM MERGER/ARBITRAGE, L.P.

Investment adviser: S. MUOIO & CO. LLC

Gross asset value: $38.4M
Beneficial owners: 25
ADV minimum commitment: $500K

Reported in Form ADV on Mar 27, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator KRYPTON FINANCIAL SERVICES LTD. ALPHARETTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG CAYMAN
PCAOB 185

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 2047320 · Mar 27, 2026 · Schedule D 7.B.(1), fund 805-9342033027

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Salvatore Muoio	Executive
S. Muoio & Co. Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

S. Muoio & Co. Llc 7 East 60th Street, 2nd Floor
New York, NY, 10022