Form D · Hedge Fund

SM Investors II, L.P.

New York, NY · CIK 0001173632

Offering snapshot reported May 14, 2024 · SEC filing

Reported sold
$62.1M
Indefinite offering
Investors reported
87
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31M$62.1MJun 22, 2009: $51,797,708.00Jun 22, 2009Jun 21, 2010: $53,147,708.00Jun 20, 2011: $55,647,708.00Jun 20, 2012: $57,160,389.00Jun 19, 2013: $58,360,389.00Jun 10, 2014: $58,760,389.00Jun 10, 2015: $59,710,389.00Jun 10, 2016: $59,960,389.00Jun 9, 2017: $59,960,389.00Jun 7, 2018: $59,960,389.00Jun 7, 2019: $60,260,389.00Jun 5, 2020: $60,260,389.00Jun 2, 2021: $62,076,203.00Jun 1, 2022: $62,079,921.00May 25, 2023: $62,079,921.00May 14, 2024: $62,079,921.00May 14, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2024Amendment$62,079,921$0vs May 25, 202387SEC filing
May 25, 2023Amendment$62,079,921$0vs Jun 1, 202287SEC filing
Jun 1, 2022Amendment$62,079,921$3,718vs Jun 2, 202187SEC filing
Jun 2, 2021Amendment$62,076,203$1,815,814vs Jun 5, 202087SEC filing
Jun 5, 2020Amendment$60,260,389$0vs Jun 7, 201986SEC filing
Jun 7, 2019Amendment$60,260,389$300,000vs Jun 7, 201886SEC filing
Jun 7, 2018Amendment$59,960,389$0vs Jun 9, 201785SEC filing
Jun 9, 2017Amendment$59,960,389$0vs Jun 10, 201685SEC filing
Jun 10, 2016Amendment$59,960,389$250,000vs Jun 10, 201585SEC filing
Jun 10, 2015Amendment$59,710,389$950,000vs Jun 10, 201485SEC filing
Jun 10, 2014Amendment$58,760,389$400,000vs Jun 19, 201385SEC filing
Jun 19, 2013Amendment$58,360,389$1,200,000vs Jun 20, 201284SEC filing
Jun 20, 2012Amendment$57,160,389$1,512,681vs Jun 20, 201174SEC filing
Jun 20, 2011Amendment$55,647,708$2,500,000vs Jun 21, 201068SEC filing
Jun 21, 2010Amendment$53,147,708$1,350,000vs Jun 22, 200968SEC filing
Jun 22, 2009Amendment$51,797,708No comparison67SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-43690
The recipient listed in Item 12 was paid an amount equal to a percentage of the management fee paid to the General Partner, or its affiliate, attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Stifel Nicolaus & Company, Incorporated793

Source: Form D, filed May 14, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SM INVESTORS II, L.P.

Investment adviser: S. MUOIO & CO. LLC

Gross asset value
$29.5M
Beneficial owners
19
ADV minimum commitment
$500K

Reported in Form ADV on Jun 10, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GRASSI & CO. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG CAYMAN GEORGE TOWN, Cayman Islands
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS, Indiana, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG CAYMAN
PCAOB 185

JEFFERIES LLC
SEC 8-15074

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1882221 · Jun 10, 2024 · Schedule D 7.B.(1), fund 805-3044637907

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Salvatore Muoio Executive
S. Muoio & Co. Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
7 East 60th Street 2nd Floor
New York, NY, 10022