Investment adviser · CRD 139018

SAYBROOK ADVISORS, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 31, 2023

Regulatory AUM: $235M
Client accounts: 5
Employees: 5
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$234,729,871	100.0%

Filing source

Form ADV 1747091 · Mar 31, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

17 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SAYBROOK CORPORATE OPPORTUNITY FUND II LPPrivate Equity Fund · Last reported Mar 31, 2023$148MGross asset value

Form D fundraising filings

SAYBROOK CORPORATE OPPORTUNITY FUND II, L.P.

Feeder funds

SAYBROOK CORPORATE OPPORTUNITY FUND II FEEDER, LP

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP LOS ANGELES, California, United States

Custodian MORGAN STANLEY FAIRFIELD, Connecticut, United States Related to adviser: No

Custodian PACIFIC WESTERN BANK THOUSAND OAKS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Fund details & source

Fund ID: 805-2503823208
Reported beneficial owners: 39
Minimum commitment: $5M
Form D file number: 021-166843

Form ADV 1747091 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SCOF II SIDE POCKET FUND, LPPrivate Equity Fund · Last reported Mar 31, 2023$24.6MGross asset value

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP LOS ANGELES, California, United States

Custodian MORGAN STANLEY FAIRFIELD, Connecticut, United States Related to adviser: No

Custodian PACIFIC WESTERN BANK THOUSAND OAKS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Fund details & source

Fund ID: 805-7169152057
Reported beneficial owners: 18
Minimum commitment: $5M
Form D file number: 021-166843

Form ADV 1747091 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK CORPORATE OPPORTUNITY FUND LPPrivate Equity Fund · Last reported Mar 31, 2023$15.7MGross asset value

Form D fundraising filings

Saybrook Corporate Opportunity Fund LP

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP LOS ANGELES, California, United States

Custodian PACIFIC WESTERN BANK THOUSAND OAKS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Fund details & source

Fund ID: 805-9014649887
Reported beneficial owners: 42
Minimum commitment: $5M
Form D file number: 021-111320

Form ADV 1747091 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK CORPORATE OPPORTUNITY OFFSHORE FUND, LPPrivate Equity Fund · Last reported Mar 31, 2023$1.23MGross asset value

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP LOS ANGELES, California, United States

Custodian PACIFIC WESTERN BANK THOUSAND OAKS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Fund details & source

Fund ID: 805-9568539008
Reported beneficial owners: 8
Minimum commitment: $5M
Form D file number: 021-129285

Form ADV 1747091 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK TAX-EXEMPT OPPORTUNITY FUND III-A LPPrivate Equity Fund · Last reported Mar 30, 2012$68.8MGross asset value

Auditor HOLTHOUSE CARLIN & VAN TRIGT LLP LOS ANGELES, California, United States

Custodian WEDBUSH SECURITIES INC LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2876001555
Reported beneficial owners: 61
Minimum commitment: $1M
Form D file number: 021-79833

Form ADV 632383 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK MUNICIPAL ACTIVE ALPHA FUND LPHedge Fund · Last reported Mar 30, 2012$19.7MGross asset value

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HOLTHOUSE CARLIN & VAN TRIGT LLP LOS ANGELES, California, United States

Custodian J P MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Prime broker J P MORGAN CHASE BANK NA NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1556486611
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 632383 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SAYBROOK TAX-EXEMPT OPPORTUNITY FUND III-B/2 LPPrivate Equity Fund · Last reported Mar 30, 2012$16.3MGross asset value

Auditor HOLTHOUSE CARLIN & VAN TRIGT LLP LOS ANGELES, California, United States

Custodian WEDBUSH SECURITIES INC LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5819894283
Reported beneficial owners: 2
Minimum commitment: $37.5M
Form D file number: 021-79834

Form ADV 632383 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11400 W. OLYMPIC BLVD., SUITE 1400
LOS ANGELES, CA, 90064, United States

CRD 139018

Filing source

Form ADV 1747091 · Mar 31, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.