Form D · Private Equity Fund

SAYBROOK CORPORATE OPPORTUNITY FUND II, L.P.

Santa Monica, CA · CIK 0001513109

Offering snapshot reported Sep 28, 2012 · SEC filing

Reported sold: $101M
Investors reported: 33
Minimum accepted: $0
First sale: Oct 7, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 33

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2012	Amendment	$100,690,000	No comparison	33	SEC filing
Oct 6, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.26M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-166843

The General Partner may offer a greater or lesser amount of limited partner interests. This offering is made in parallel with an offering by the Issuer's feeder fund, Saybrook Corporate Opportunity Fund II Feeder, L.P.

Placement agent fees to be paid based upon a fee schedule. Any such fees paid by the Issuer are offset dollar-for-dollar against the management fees payable by the Issuer and will not involve any additional expenditure of funds by the Issuer

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CREDIT SUISSE SECURITIES (USA) LLC	816

Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAYBROOK CORPORATE OPPORTUNITY FUND II LP

Investment adviser: SAYBROOK ADVISORS, LLC

Gross asset value: $148M
Beneficial owners: 39
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP LOS ANGELES, California, United States

Custodian MORGAN STANLEY FAIRFIELD, Connecticut, United States Related to adviser: No

Custodian PACIFIC WESTERN BANK THOUSAND OAKS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Filing source

Form ADV 1747091 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-2503823208

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Saybrook Corporate Opportunity Fund LP	Mar 16, 2009	$133,877,500	Not reported
SAYBROOK CORPORATE OPPORTUNITY FUND II, L.P. (this fund)	Sep 28, 2012	$100,690,000	33

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Brothers	Executive, Promoter
John O'hare	Executive, Promoter
Jonathan Rosenthal	Executive, Promoter
Kenny Slutsky	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

401 Wilshire Boulevard, Suite 850
Santa Monica, CA, 90401