Form D · Private Equity Fund

SAYBROOK CORPORATE OPPORTUNITY FUND II FEEDER, L.P.

Santa Monica, CA · CIK 0001514284

Offering snapshot reported Sep 28, 2012 · SEC filing

Reported sold: $16.7M
Investors reported: 9
Minimum accepted: $0
First sale: Oct 7, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 9

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2012	Amendment	$16,675,000	No comparison	9	SEC filing
Oct 6, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-166844

The GP may offer a greater or lesser amount of limited partner interests. This offering is made in parallel with an offering by the Fund (as defined below), which offerings and sales together aggregate to $350,000,000 and $100,690,000 respectively.

The Issuer is a feeder fund for Saybrook Corporate Opportunity Fund II, L.P. (the "Fund"). The Issuer does not pay any direct placement agent fees, but bears a pro rata indirect portion of all Fund placement agent fees.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
CREDIT SUISSE SECURITIES (USA) LLC	816

Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAYBROOK CORPORATE OPPORTUNITY FUND II FEEDER, LP

Investment adviser: SAYBROOK ADVISORS, LLC

Gross asset value: $21.6M
Beneficial owners: 9
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA LLP LOS ANGELES, California, United States

Custodian MORGAN STANLEY FAIRFIELD, Connecticut, United States Related to adviser: No

Custodian PACIFIC WESTERN BANK THOUSAND OAKS, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA LLP
PCAOB 243

Filing source

Form ADV 1747091 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-4246361941

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Brothers	Executive, Promoter
John O'hare	Executive, Promoter
Jonathan Rosenthal	Executive, Promoter
Kenny Slutsky	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

401 Wilshire Boulevard, Suite 850
Santa Monica, CA, 90401