Investment adviser · CRD 161688

ROTHSCHILD CAPITAL PARTNERS

Investment adviser filing (IA)

ROTHSCHILD CAPITAL PARTNERS, LLC

NEW YORK, NY, United States · Form ADV filed Apr 17, 2026

Regulatory AUM: $470M
Client accounts: 93
Employees: 9
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$255,685,241	54.4%
High-net-worth individuals	57	$209,989,439	44.7%
Individuals	7	$3,015,821	0.6%
Charities	Fewer than 5	$1,040,707	0.2%

Filing source

Form ADV 2095840 · Apr 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROTHSCHILD CORNERSTONE FUND, LPHedge Fund · Last reported Apr 17, 2026$181MGross asset value

Form D fundraising filings

Rothschild Cornerstone Fund, LP

Fund administrator NAV CONSULTING SERVICES, LLC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1468566521
Reported beneficial owners: 29
Minimum commitment: $1M
Form D file number: 021-220171

Form ADV 2095840 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROTHSCHILD TECHNOLOGY PARTNERS, LPHedge Fund · Last reported Apr 17, 2026$10.8MGross asset value

Form D fundraising filings

Rothschild Technology Partners, L.P.

Fund administrator NAV CONSULTING SERVICES, LLC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1130303972
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-236801

Form ADV 2095840 · Apr 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROTHSCHILD GQ SYSTEMATIC FUND, LPHedge Fund · Last reported Jun 24, 2020$69.9MGross asset value

Form D fundraising filings

Rothschild GQ Systematic Fund, LP

Feeder funds

ROTHSCHILD GQ SYSTEMATIC INTERNATIONAL FUND, LTD.

Fund administrator CENTAUR FUND SERVICES LIMITED DUBLIN, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-3503134981
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-296255
Form D file number: 021-296258

Form ADV 1436213 · Jun 24, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROTHSCHILD CAPITAL PARTNERS, LPHedge Fund · Last reported Feb 14, 2012$58.8MGross asset value

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor CLIFTONLARSENALLEN TIMONIUM, Maryland, United States

Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES & COMPANY, INC.
SEC 8-15074

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6586187205
Reported beneficial owners: 33
Minimum commitment: $1M

Form ADV 612648 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROTHSCHILD GLOBAL THEMATIC FUND, LPHedge Fund · Last reported Jul 11, 2017$1.1MGross asset value

Form D fundraising filings

Rothschild Global Thematic Fund, LP

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-3784036766
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-237526

Form ADV 1126949 · Jul 11, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROTHSCHILD CORNERSTONE OPPORTUNITIES FUND, LPHedge Fund · Last reported Nov 12, 2019$797KGross asset value

Form D fundraising filings

Rothschild Cornerstone Opportunities Fund, LP

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor RSM LLP NEW YORK, New York, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6668970520
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-198300

Form ADV 1353966 · Nov 12, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 17, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

5 EAST 82ND STREET, #3
NEW YORK, NY, 10028, United States

CRD 161688

Filing source

Form ADV 2095840 · Apr 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.