Form D · Hedge Fund

Rothschild Global Thematic Fund, LP

Baltimore, MD · CIK 0001638947

Offering snapshot reported Mar 28, 2017 · SEC filing

Reported sold: $1M
Investors reported: 1
Minimum accepted: $1M
First sale: Mar 30, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2017	Amendment	$1,000,000	$0vs Apr 6, 2016	1	SEC filing
Apr 6, 2016	Amendment	$1,000,000	$0vs Apr 8, 2015	1	SEC filing
Apr 8, 2015	Initial	$1,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-237526

Source: Form D, filed Mar 28, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROTHSCHILD GLOBAL THEMATIC FUND, LP

Investment adviser: ROTHSCHILD CAPITAL PARTNERS, LLC

Gross asset value: $1.1M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Jul 11, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1126949 · Jul 11, 2017 · Schedule D 7.B.(1), fund 805-3784036766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Rothschild	Director
N/A Rothschild Global Thematic Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 East Pratt Street, Suite 2550
Baltimore, MD, 21202