Form D · Hedge Fund

Rothschild Cornerstone Opportunities Fund, LP

Baltimore, MD · CIK 0001579681

Offering snapshot reported Mar 28, 2017 · SEC filing

Reported sold: $17.1M
Investors reported: 14
Minimum accepted: $1M
First sale: Jul 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$16,008,778 → $17,123,705

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2017	Amendment	$17,123,705	$1,114,927vs Apr 21, 2016	14	SEC filing
Apr 21, 2016	Amendment	$16,008,778	$0vs Jun 18, 2015	14	SEC filing
Jun 18, 2015	Amendment	$16,008,778	$3,928,129vs Jun 19, 2014	14	SEC filing
Jun 19, 2014	Amendment	$12,080,649	No comparison	11	SEC filing
Jun 19, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-198300

Source: Form D, filed Mar 28, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROTHSCHILD CORNERSTONE OPPORTUNITIES FUND, LP

Investment adviser: ROTHSCHILD CAPITAL PARTNERS, LLC

Gross asset value: $797K
Beneficial owners: 9
ADV minimum commitment: $1M

Reported in Form ADV on Nov 12, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RAINES & FISCHER, LLP NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor RSM LLP NEW YORK, New York, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1353966 · Nov 12, 2019 · Schedule D 7.B.(1), fund 805-6668970520

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David D. Rothschild	Director
N/A Rothschild Innovators Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 East Pratt Street Suite 2550
Baltimore, MD, 21202