Investment adviser · CRD 105819

ROGGE GLOBAL PARTNERS

Investment adviser filing (IA)

ROGGE GLOBAL PARTNERS LIMITED

LONDON, United Kingdom · Form ADV filed Mar 31, 2017

Regulatory AUM
$23.5B
Form ADV · Item 5.F
Client accounts
73
Accounts, not individual clients
Employees
86
Reported in this filing
Advisory professionals
38
Investment advisory functions

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROGGE SELECTIVE GLOBAL HIGH YIELD BOND FUNDOther Private Fund · Last reported May 10, 2016$385MGross asset value
Fund administrator CITIBANK DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3773707215
Reported beneficial owners
33
Minimum commitment
$5M

Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROGGE INTERNATIONAL FIXED INCOME FUNDOther Private Fund · Last reported May 10, 2016$93.5MGross asset value

Form D fundraising filings

ROGGE INTERNATIONAL FIXED INCOME FUND

Fund administrator NORTHEAST RETIREMENT SERVICES , INC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9896614336
Reported beneficial owners
1
Minimum commitment
$5M
Form D file number
021-196044

Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROGGE SHORT DURATION GLOBAL REAL ESTATE BOND FUNDOther Private Fund · Last reported May 10, 2016$78.6MGross asset value
Fund administrator CITIBANK DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1347684498
Reported beneficial owners
14
Minimum commitment
$5M

Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROGGE HEITMAN SHORT DURATION GLOBAL REAL ESTATE BOND FUNDOther Private Fund · Last reported Jul 29, 2014$59.9MGross asset value

Form D fundraising filings

ROGGE HEITMAN SHORT DURATION GLOBAL REAL ESTATE BOND FUND

Fund administrator NORTHEAST RETIREMENT SERVICES, INC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP BOSTON, Massachusetts, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1642765743
Reported beneficial owners
3
Minimum commitment
$5M
Form D file number
021-200573

Form ADV 836839 · Jul 29, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROGGE EMERGING MARKETS CURRENCY FUNDOther Private Fund · Last reported May 10, 2016$55.5MGross asset value

Form D fundraising filings

Rogge Emerging Markets Currency Fund

Fund administrator NORTHEAST RETIREMENT SERVICES, INC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2654945348
Reported beneficial owners
2
Minimum commitment
$5M
Form D file number
021-195910

Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROGGE GLOBAL HIGH YIELD FUNDOther Private Fund · Last reported May 10, 2016$45.4MGross asset value
Fund administrator CITIBANK DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3494998571
Reported beneficial owners
4
Minimum commitment
$5M

Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROGGE GLOBAL AGGREGATE UNHEDGED BOND FUNDOther Private Fund · Last reported Jun 22, 2016$36MGross asset value
Fund administrator NORTHEAST RETIREMENT SERVICES, INC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No
Marketer ADDENDA CAPITAL INC MONTREAL, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-9760347378
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 1024851 · Jun 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

SION HALL, 56 VICTORIA EMBANKMENT
LONDON, EC4Y 0DZ, United Kingdom

CRD 105819

Filing source

Form ADV 1083138 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.