Form D · Other Investment Fund
Rogge Emerging Markets Currency Fund
London, X0 · CIK 0001519764
Offering snapshot reported Aug 7, 2015 · SEC filing
- Reported sold
- $115M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Apr 15, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$112,700,000 → $114,700,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 7, 2015 | Amendment | $114,700,000 | $2,000,000vs Aug 7, 2014 | 3 | SEC filing |
| Aug 7, 2014 | Amendment | $112,700,000 | $0vs May 27, 2014 | 3 | SEC filing |
| May 27, 2014 | Amendment | $112,700,000 | $10,000,000vs May 2, 2013 | 3 | SEC filing |
| May 2, 2013 | Initial | $102,700,000 | No comparison | 3 | SEC filing |
| Feb 12, 2013 | Amendment | $97,800,000 | $7,500,000vs May 14, 2012 | 3 | SEC filing |
| May 14, 2012 | Amendment | $90,300,000 | $12,000,000vs Nov 17, 2011 | 3 | SEC filing |
| Nov 17, 2011 | Amendment | $78,300,000 | $15,300,000vs Oct 6, 2011 | 3 | SEC filing |
| Oct 6, 2011 | Amendment | $63,000,000 | $38,000,000vs May 13, 2011 | 2 | SEC filing |
| May 13, 2011 | Amendment | $25,000,000 | $0vs May 9, 2011 | 1 | SEC filing |
| May 9, 2011 | Initial | $25,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-195910
Source: Form D, filed Aug 7, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROGGE EMERGING MARKETS CURRENCY FUND
Investment adviser: ROGGE GLOBAL PARTNERS LIMITED
- Gross asset value
- $55.5M
- Beneficial owners
- 2
- ADV minimum commitment
- $5M
Reported in Form ADV on May 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1), fund 805-2654945348
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen H. Belgrad | Director, Executive |
| Richard Bell | Director |
| Malie Conway | Director |
| Brian Dillon | Executive |
| Linda Gibson | Director |
| David Gillard | Director |
| John Graham | Director |
| Joan Gulinello | Executive |
| David Jacob | Director |
| Adrian James | Director |
| Mary J. Kirby | Director |
| Karen F. Kupferberg | Director |
| Vincent Manning | Executive |
| Robert D. Mc Dorman, Jr. | Director |
| Thomas M. Mc Lain | Executive |
| N/A Old Mutual Asset Management Trust Co | Promoter |
| Robert Patterson | Director |
| Ruth E. Paul | Executive |
| Olaf Rogge | Director |
| Manager Of Issuer Rogge Alternative Investment Company Limited | Promoter |
| Peter L. Rollins | Director |
| Stephen T. Scott | Director |
| David H. Smith | Director |
| Virginia M. Turner | Executive |
| David Witzer | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:London, X0, EC4Y ODZ