Form D · Other Investment Fund

ROGGE INTERNATIONAL FIXED INCOME FUND

London, X0 · CIK 0001559434

Offering snapshot reported Aug 7, 2015 · SEC filing

Reported sold
$100M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 15, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50M$100MMay 6, 2013: $100,000,000.00May 6, 2013Aug 7, 2014: $100,000,000.00Aug 7, 2014Aug 7, 2015: $100,000,000.00Aug 7, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 7, 2015Amendment$100,000,000$0vs Aug 7, 20141SEC filing
Aug 7, 2014Amendment$100,000,000$0vs May 6, 20131SEC filing
May 6, 2013Initial$100,000,000No comparison1SEC filing
May 6, 2013Initial$100,000,000No comparison1SEC filing
Feb 25, 2013Amendment$50,000,000$0vs Feb 15, 20131SEC filing
Feb 15, 2013Amendment$50,000,000$0vs Oct 3, 20121SEC filing
Oct 3, 2012Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-196044

Source: Form D, filed Aug 7, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROGGE INTERNATIONAL FIXED INCOME FUND

Investment adviser: ROGGE GLOBAL PARTNERS LIMITED

Gross asset value
$93.5M
Beneficial owners
1
ADV minimum commitment
$5M

Reported in Form ADV on May 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES , INC WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1017703 · May 10, 2016 · Schedule D 7.B.(1), fund 805-9896614336

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Bell Director
Malie Conway Director
Linda Gibson Director
David Gillard Director
John Graham Director
David Jacob Director
Adrian James Director
Olaf Rogge Director
Manager Of Issuer Rogge Alternative Investment Company Limited Promoter
N/A Rogge Global Partners Plc Promoter
David Witzer Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rogge Alternative Investment Co. Ltd Sion Hall, 56 Victoria Embankment
London, X0, EC4Y ODZ