Investment adviser · CRD 161623

ROCK ISLAND CAPITAL

Investment adviser filing (IA)

ROCK ISLAND CAPITAL, LLC

OAK BROOK, IL, United States · Form ADV filed Mar 26, 2026

Regulatory AUM
$637M
Form ADV · Item 5.F
Client accounts
13
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
10
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles13$636,558,000100.0%
Filing source

Form ADV 2077339 · Mar 26, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

16 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ROCK ISLAND CAPITAL FUND IV, L.P.Private Equity Fund · Last reported Mar 26, 2026$248MGross asset value

Form D fundraising filings

Rock Island Capital Fund IV, L.P.

Fund administrator OCORIAN SERVICES (US) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-9306967296
Reported beneficial owners
87
Minimum commitment
$500K
Form D file number
021-488831

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIC CENTRAL INVESTOR, LLCPrivate Equity Fund · Last reported Mar 26, 2026$184MGross asset value
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-3270256789
Reported beneficial owners
10
Minimum commitment
$9K

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCK ISLAND CAPITAL FUND II, L.P.Private Equity Fund · Last reported Mar 26, 2026$143MGross asset value

Form D fundraising filings

Rock Island Capital Fund II, L.P.

Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-3279635532
Reported beneficial owners
84
Minimum commitment
$500K
Form D file number
021-181538

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCK ISLAND CAPITAL FUND III, L.P.Private Equity Fund · Last reported Mar 26, 2026$127MGross asset value
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-4880469911
Reported beneficial owners
100
Minimum commitment
$500K
Form D file number
021-325806

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCK ISLAND CAPITAL FUND IV-A, L.P.Private Equity Fund · Last reported Mar 26, 2026$36.5MGross asset value

Form D fundraising filings

Rock Island Capital Fund IV-A, L.P.

Fund administrator OCORIAN SERVICES (US) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-6857243019
Reported beneficial owners
2
Minimum commitment
$500K
Form D file number
021-488835

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIC-SUPERIOR HOLDINGS LLCPrivate Equity Fund · Last reported Mar 26, 2026$35.9MGross asset value
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-3838944282
Reported beneficial owners
5
Minimum commitment
$795K

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ROCK ISLAND CAPITAL FUND III-A, L.P.Private Equity Fund · Last reported Mar 26, 2026$23.3MGross asset value
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Fund details & source
Fund ID
805-6431146401
Reported beneficial owners
4
Minimum commitment
$500K
Form D file number
021-325810

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1415 W 22ND STREET, SUITE 1250
OAK BROOK, IL, 60523, United States

CRD 161623

Filing source

Form ADV 2077339 · Mar 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.