Form D · Other Investment Fund
Rock Island Capital Fund IV-A, L.P.
Oak Brook, IL · CIK 0001987943
Offering snapshot reported Aug 4, 2023 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 4, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-488835
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Shannon Advisors LLC | 150305 |
Source: Form D, filed Aug 4, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCK ISLAND CAPITAL FUND IV-A, L.P.
Investment adviser: ROCK ISLAND CAPITAL, LLC
- Gross asset value
- $36.5M
- Beneficial owners
- 2
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN PLLC
PCAOB 166
CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63
Filing source
Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-6857243019
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Alport | Executive |
| Brian Bastedo | Executive |
| Alfred Mattaliano | Executive |
| Michael Nugent | Executive |
| N/A Ric Gp Iv, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Oak Brook, IL, 60523