Form D · Other Investment Fund

Rock Island Capital Fund IV, L.P.

Oak Brook, IL · CIK 0001987942

Offering snapshot reported Aug 4, 2023 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 4, 2023InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-488831

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Shannon Advisors LLC150305

Source: Form D, filed Aug 4, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCK ISLAND CAPITAL FUND IV, L.P.

Investment adviser: ROCK ISLAND CAPITAL, LLC

Gross asset value
$248M
Beneficial owners
87
ADV minimum commitment
$500K

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OCORIAN SERVICES (US) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PLANTE & MORAN PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PLANTE & MORAN PLLC
PCAOB 166

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

Filing source

Form ADV 2077339 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-9306967296

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Alport Executive
Brian Bastedo Executive
Alfred Mattaliano Executive
Michael Nugent Executive
N/A Ric Gp Iv, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1415 W 22 Nd Street Suite 1250
Oak Brook, IL, 60523