Investment adviser · CRD 159120

RIDGEPOINT ASSET MANAGEMENT LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 28, 2013

Regulatory AUM
$120M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIDGEPOINT DEFENSIVE ERISA FUND LPHedge Fund · Last reported Mar 28, 2013$26.1MGross asset value

Form D fundraising filings

RIDGEPOINT DEFENSIVE ERISA FUND LP

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. SAN FRANCISCO, California, United States
Custodian FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6346874179
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-166568

Form ADV 712488 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEPOINT BALANCE MASTER FUND LTD.Hedge Fund · Last reported Mar 28, 2013$11.4MGross asset value

Feeder funds

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY P.C. SAN FRANCISCO, California, United States
Custodian FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5961925634
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-166651
Form D file number
021-166653

Form ADV 712488 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEPOINT DEFENSIVE MASTER FUND LTD.Hedge Fund · Last reported Mar 28, 2013$0Gross asset value

Feeder funds

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, P.C. SAN FRANCISCO, California, United States
Custodian FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4466463884
Reported beneficial owners
0
Minimum commitment
$1M
Form D file number
021-166652
Form D file number
021-166654

Form ADV 712488 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2013. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

101 CALIFORNIA, SUITE 3150
SAN FRANCISCO, CA, 94111, United States

CRD 159120

Filing source

Form ADV 712488 · Mar 28, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.