Form D · Hedge Fund

RIDGEPOINT DEFENSIVE ERISA FUND LP

San Francisco, CA · CIK 0001531400

Offering snapshot reported Oct 12, 2012 · SEC filing

Reported sold: $30M
Investors reported: 1
Minimum accepted: $0
First sale: Oct 1, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 12, 2012	Amendment	$30,000,000	No comparison	1	SEC filing
Sep 29, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-166568

Source: Form D, filed Oct 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIDGEPOINT DEFENSIVE ERISA FUND LP

Investment adviser: RIDGEPOINT ASSET MANAGEMENT LLC

Gross asset value: $26.1M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY, P.C. SAN FRANCISCO, California, United States

Custodian FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States Related to adviser: No

Prime broker FIDELITY PRIME SERVICES BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 712488 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-6346874179

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Zachary Keith Stenger	Executive, Promoter
Kevin Swift	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 California Street, Suite 3150
San Francisco, CA, 94111