Form D · Hedge Fund

RIDGEPOINT BALANCE FUND LP

San Francisco, CA · CIK 0001531396

Offering snapshot reported Oct 12, 2012 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$150K
Reported outside-investor minimum
First sale
Sep 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MSep 30, 2011: $4,000,000.00Sep 30, 2011Oct 12, 2012: $5,000,000.00Oct 12, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,000,000 → $5,000,000
  • Reported investors5 → 6

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2012Amendment$5,000,000$1,000,000vs Sep 30, 20116SEC filing
Sep 30, 2011Initial$4,000,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166651

Source: Form D, filed Oct 12, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIDGEPOINT BALANCE FUND LP

Investment adviser: RIDGEPOINT ASSET MANAGEMENT LLC

Gross asset value
$7M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Oct 11, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STONE COAST FUND SERVICES LLC PORTLAND, Maine, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY P.C. SAN FRANCISCO, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 674340 · Oct 11, 2012 · Schedule D 7.B.(1), fund 805-2099944058

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Zachary Keith Stenger Executive, Promoter
Kevin Swift Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 California Street, Suite 3150
San Francisco, CA, 94111