Investment adviser · CRD 166722

RESOURCE CAPITAL INVESTMENT CORPORATION

Investment adviser filing (IA)

CARLSBAD, CA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$3.71B
Form ADV · Item 5.F
Client accounts
35
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
0
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles35$3,706,679,117100.0%
Filing source

Form ADV 2064311 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

36 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPROTT PRIVATE RESOURCE LENDING III (COLLECTOR-1), LPHedge Fund · Last reported Mar 30, 2026$1.05BGross asset value

Feeder funds

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian NATIONAL BANK CORRESPONDENT NETWORK LAVAL, Canada Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 85

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

Fund details & source
Fund ID
805-3214894975
Reported beneficial owners
28
Minimum commitment
$15M
Form D file number
021-424942
Form D file number
021-437306

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT PRIVATE RESOURCE LENDING II (COLLECTOR), LPHedge Fund · Last reported Mar 30, 2026$971MGross asset value

Feeder funds

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian NATIONAL BANK CORRESPONDENT NETWORK LAVAL, Canada Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 85

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

Fund details & source
Fund ID
805-1557051257
Reported beneficial owners
41
Minimum commitment
$10M
Form D file number
021-327685
Form D file number
021-327686

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (COLLECTOR), LPHedge Fund · Last reported Mar 30, 2026$719MGross asset value

Feeder funds

  • SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (CANADA), LP
  • SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (COLLECTOR-2), LP
  • SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (INTERNATIONAL), LP
  • SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (US), LP
  • SPROTT RESOURCE STREAMING AND ROYALTY (US-AIS), LLC
  • SPROTT RESOURCE STREAMING AND ROYALTY (US) LLC
Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian NATIONAL BANK CORRESPONDENT NETWORK LAVAL, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 85

Fund details & source
Fund ID
805-5998125741
Reported beneficial owners
10
Minimum commitment
$10M
Form D file number
021-356525
Form D file number
021-425138

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY ANNEX (COLLECTOR-1), LPHedge Fund · Last reported Mar 30, 2026$335MGross asset value

Feeder funds

  • SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY ANNEX (CANADA), LP
  • SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY ANNEX (US), LP
Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian CORMARK SECURITIES TORONTO, Canada Related to adviser: No
Custodian RBC ROYAL BANK TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 85

Fund details & source
Fund ID
805-4551151582
Reported beneficial owners
9
Minimum commitment
$10M
Form D file number
021-470537

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (CAL-CO-INVEST), LPOther Private Fund · Last reported Mar 30, 2026$216MGross asset value

Form D fundraising filings

Sprott Private Resource Streaming & Royalty (Cal-Co-Invest), LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian NATIONAL BANK CORRESPONDENT NETWORK LAVAL, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 85

Fund details & source
Fund ID
805-4181640038
Reported beneficial owners
2
Minimum commitment
$10M
Form D file number
021-425144

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT STRUCTURED OPPORTUNITIES (US), LPHedge Fund · Last reported Mar 30, 2026$171MGross asset value

Form D fundraising filings

Sprott Structured Opportunities (US), LP

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ROWAYTON, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 85

RBC CAPITAL MARKETS, LLC
SEC 8-45411

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Fund details & source
Fund ID
805-8940988304
Reported beneficial owners
2
Minimum commitment
$20M
Form D file number
021-456201

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT PRIVATE RESOURCE LENDING (P-CO-INVEST), LPOther Private Fund · Last reported Mar 30, 2026$151MGross asset value
Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian NATIONAL BANK CORRESPONDENT NETWORK LAVAL, Canada Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 85

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

Fund details & source
Fund ID
805-6064740282
Reported beneficial owners
2
Minimum commitment
$100M
Form D file number
021-337124

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1910 PALOMAR POINT WAY, SUITE 200
CARLSBAD, CA, 92008, United States

CRD 166722

Filing source

Form ADV 2064311 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.