Form D · Other Investment Fund

Sprott Structured Opportunities (US), LP

Toronto, A6 · CIK 0001941117

Offering snapshot reported Aug 17, 2023 · SEC filing

Reported sold
$150M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 30, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 2

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2023Amendment$150,300,000No comparison2SEC filing
Aug 17, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-456201

Source: Form D, filed Aug 17, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT STRUCTURED OPPORTUNITIES (US), LP

Investment adviser: RESOURCE CAPITAL INVESTMENT CORPORATION

Gross asset value
$171M
Beneficial owners
2
ADV minimum commitment
$20M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG TORONTO, Canada
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ROWAYTON, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 85

RBC CAPITAL MARKETS, LLC
SEC 8-45411

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Filing source

Form ADV 2064311 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-8940988304

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jim Grosdanis Executive
Narinder Nagra Executive
Sprott Resource Lending Partnership Director
Sprott Resource Lending (Us Manager) Corp. Director
Sprott Structured Opportunities Corp. Executive
Chris Von Strasser Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600
Toronto, A6, M5J 2J1