Form D · Other Investment Fund

Sprott Private Resource Lending II (International), LP

Toronto, A6 · CIK 0001759897

Offering snapshot reported Apr 20, 2020 · SEC filing

Reported sold
$226M
Offering amount: $226M
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 13, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$322M$643MDec 12, 2018Feb 4, 2019: $125,000,000.00Oct 25, 2019: $643,200,000.00Oct 25, 2019Nov 8, 2019: $225,000,000.00Apr 20, 2020: $226,062,515.00Apr 20, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$225,000,000 → $226,062,515
  • Reported investors8 → 10

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2020Amendment$226,062,515$1,062,515vs Nov 8, 201910SEC filing
Nov 8, 2019Amendment$225,000,000No comparison8SEC filing
Oct 25, 2019Amendment$643,200,000No comparison21SEC filing
Feb 4, 2019Amendment$125,000,000No comparison4SEC filing
Dec 12, 2018InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-327685
Total amount sold inclusive of all parallel fund structures is $819,755,000.
Certain commission amounts are payable subject to future contingencies.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sprott Global Resource Investments Ltd.35878
Hoshea GreenfieldNone
H.G. Capital Ltd.None

Source: Form D, filed Apr 20, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT PRIVATE RESOURCE LENDING II (INTERNATIONAL), LP

Investment adviser: RESOURCE CAPITAL INVESTMENT CORPORATION

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$10M

Reported in Form ADV on Jan 2, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG TORONTO, Canada
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian NATIONAL BANK CORRESPONDENT NETWORK LAVAL, Canada Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer SPROTT GLOBAL RESOURCE INVESTMENTS LTD CARLSBAD, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

KPMG
PCAOB 85

SPICER JEFFRIES LLP
PCAOB 349

RBC CAPITAL MARKETS, LLC
SEC 8-45411

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039

Filing source

Form ADV 1364587 · Jan 2, 2020 · Schedule D 7.B.(1), fund 805-9513183094

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jim Grosdanis Executive
Peter Grosskopf Director
Narinder Nagra Executive
N/A Sprott Resource Lending Corp. Executive
N/A Sprott Resource Lending Partnership Director
Chris Von Strasser Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600
Toronto, A6, M5J 2J1