Investment adviser · CRD 165958

PLEASANT LAKE PARTNERS LLC

Investment adviser filing (IA)

· Form ADV filed Sep 12, 2016

Regulatory AUM
$297M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PLEASANT LAKE OFFSHORE MASTER FUND L.P.Hedge Fund · Last reported Sep 12, 2016$250MGross asset value

Feeder funds

  • PLEASANT LAKE OFFSHORE FEEDER FUND LTD.
  • PLEASANT LAKE ONSHORE FEEDER FUND LP
Fund administrator MORGAN STANLEY FUND SERVICES (USA) LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-2138541296
Reported beneficial owners
52
Minimum commitment
$2.5M
Form D file number
021-190582

Form ADV 1039981 · Sep 12, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEASANT LAKE OPPORTUNITIES FUND LP - DEL TACO SERIESHedge Fund · Last reported Sep 12, 2016$27MGross asset value

Form D fundraising filings

DEL TACO SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP

Fund administrator MORGAN STANLEY FUND SERVICES (USA) LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-2228397866
Reported beneficial owners
20
Minimum commitment
$1M
Form D file number
021-237448

Form ADV 1039981 · Sep 12, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEASANT LAKE OPPORTUNITIES FUND LP - DHX SERIESHedge Fund · Last reported Sep 12, 2016$17.1MGross asset value

Form D fundraising filings

DHX SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP

Fund administrator MORGAN STANLEY FUND SERVICES (USA) LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4369167783
Reported beneficial owners
11
Minimum commitment
$1M
Form D file number
021-232722

Form ADV 1039981 · Sep 12, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PLEASANT LAKE CO-INVEST I LLCHedge Fund · Last reported Sep 12, 2016$2.62MGross asset value
Auditor MEISEL, TUTEUR & LEWIS, PC ROSELAND, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-3650579978
Reported beneficial owners
4
Minimum commitment
$1M

Form ADV 1039981 · Sep 12, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 12, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 165958

Filing source

Form ADV 1039981 · Sep 12, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.