Form D · Other Investment Fund

DEL TACO SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP

New York, NY · CIK 0001636693

Offering snapshot reported Apr 7, 2015 · SEC filing

Reported sold
$25.7M
Offering amount: $25.7M
Investors reported
19
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 1, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 7, 2015Initial$25,675,000No comparison19SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-237448
Class A Limited Partnership Interests. The General Partner may accept a lesser amount than the amount reflected in Item 11.

Source: Form D, filed Apr 7, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PLEASANT LAKE OPPORTUNITIES FUND LP - DEL TACO SERIES

Investment adviser: PLEASANT LAKE PARTNERS LLC

Gross asset value
$27M
Beneficial owners
20
ADV minimum commitment
$1M

Reported in Form ADV on Sep 12, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES (USA) LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1039981 · Sep 12, 2016 · Schedule D 7.B.(1), fund 805-2228397866

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Lennon Executive, Promoter
N/A Pleasant Lake Partners Llc Promoter
N/A Pl Opportunities Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
110 Greene Street Suite 604
New York, NY, 10012