Form D · Other Investment Fund
DHX SERIES OF PLEASANT LAKE OPPORTUNITIES FUND LP
New York, NY · CIK 0001623561
Offering snapshot reported Jan 22, 2015 · SEC filing
- Reported sold
- $16M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jun 26, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2015 | Initial | $16,025,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-232722
Class A Limited Partnership Interests. The General Partner may accept a lesser amount than the amount reflected in Item 11.
Source: Form D, filed Jan 22, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PLEASANT LAKE OPPORTUNITIES FUND LP - DHX SERIES
Investment adviser: PLEASANT LAKE PARTNERS LLC
- Gross asset value
- $17.1M
- Beneficial owners
- 11
- ADV minimum commitment
- $1M
Reported in Form ADV on Sep 12, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973
GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129
Filing source
Form ADV 1039981 · Sep 12, 2016 · Schedule D 7.B.(1), fund 805-4369167783
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jonathan Lennon | Executive, Promoter |
| N/A Pleasant Lake Partners Llc | Promoter |
| N/A Pl Opportunities Gp Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10012