Investment adviser · CRD 162083

PL CAPITAL ADVISORS, LLC

Investment adviser filing (IA)

NAPLES, FL, United States · Form ADV filed May 5, 2026

Regulatory AUM: $327M
Client accounts: 7
Employees: 8
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$326,545,681	100.0%

Filing source

Form ADV 2103324 · May 5, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FINANCIAL EDGE FUND, L.P.Hedge Fund · Last reported May 5, 2026$142MGross asset value

Form D fundraising filings

FINANCIAL EDGE FUND L P

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-3871930698
Reported beneficial owners: 91
Minimum commitment: $250K
Form D file number: 021-128909

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GOODBODY/PL CAPITAL, L.P.Hedge Fund · Last reported May 5, 2026$72.6MGross asset value

Form D fundraising filings

GOODBODY PL CAPITAL LP

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-2390532353
Reported beneficial owners: 92
Minimum commitment: $250K
Form D file number: 021-67232

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINANCIAL EDGE STRATEGIC FUND, L.P.Hedge Fund · Last reported May 5, 2026$67.5MGross asset value

Form D fundraising filings

Financial Edge Strategic Fund, L.P.

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-6601499737
Reported beneficial owners: 86
Minimum commitment: $250K
Form D file number: 021-128338

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PL CAPITAL/FOCUSED FUND, L.P.Hedge Fund · Last reported May 5, 2026$26.4MGross asset value

Form D fundraising filings

PL Capital Focused Fund LP

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-3267968666
Reported beneficial owners: 28
Minimum commitment: $500K
Form D file number: 021-69726

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PL CAPITAL / BLACK MAPLE FINANCIAL FUND, L.P.Hedge Fund · Last reported May 5, 2026$6.87MGross asset value

Form D fundraising filings

PL Capital / Black Maple Financial Fund, L.P.

Fund administrator NAV CONSULTING OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-2250216763
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-529410

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PL CAPITAL SPV #1, LPHedge Fund · Last reported May 5, 2026$6.67MGross asset value

Form D fundraising filings

PL CAPITAL SPV #1, LP

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-4982121383
Reported beneficial owners: 12
Minimum commitment: $250K
Form D file number: 021-556491

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PL CAPITAL PLUS FUND, L.P.Hedge Fund · Last reported May 5, 2026$4.71MGross asset value

Form D fundraising filings

PL Capital Plus Fund, L.P.

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-9535240379
Reported beneficial owners: 10
Minimum commitment: $250K
Form D file number: 021-515419

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 5, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

750 ELEVENTH STREET SOUTH, SUITE 202
NAPLES, FL, 34102, United States

CRD 162083

Filing source

Form ADV 2103324 · May 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.