Form D · Hedge Fund

PL Capital Focused Fund LP

Naples, FL · CIK 0001304586

Offering snapshot reported Mar 10, 2026 · SEC filing

Reported sold
$19.1M
Indefinite offering
Investors reported
53
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 19, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.55M$19.1MMar 7, 2013: $14,596,000.00Mar 7, 2013Mar 13, 2013: $14,596,000.00Mar 6, 2014: $15,571,000.00Mar 12, 2015: $15,971,000.00Mar 8, 2016: $16,268,947.00Mar 8, 2017: $17,303,968.00Mar 9, 2018: $17,873,472.00Mar 8, 2019: $18,791,372.00Mar 9, 2020: $18,821,372.00Mar 9, 2021: $18,821,372.00Mar 9, 2022: $19,091,372.00Mar 13, 2023: $19,091,372.00Mar 14, 2024: $19,091,372.00Mar 13, 2025: $19,091,372.00Mar 10, 2026: $19,091,372.00Mar 10, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 10, 2026Amendment$19,091,372$0vs Mar 13, 202553SEC filing
Mar 13, 2025Amendment$19,091,372$0vs Mar 14, 202453SEC filing
Mar 14, 2024Amendment$19,091,372$0vs Mar 13, 202353SEC filing
Mar 13, 2023Amendment$19,091,372$0vs Mar 9, 202253SEC filing
Mar 9, 2022Amendment$19,091,372$270,000vs Mar 9, 202153SEC filing
Mar 9, 2021Amendment$18,821,372$0vs Mar 9, 202053SEC filing
Mar 9, 2020Amendment$18,821,372$30,000vs Mar 8, 201953SEC filing
Mar 8, 2019Amendment$18,791,372$917,900vs Mar 9, 201853SEC filing
Mar 9, 2018Amendment$17,873,472$569,504vs Mar 8, 201749SEC filing
Mar 8, 2017Amendment$17,303,968$1,035,021vs Mar 8, 201646SEC filing
Mar 8, 2016Amendment$16,268,947$297,947vs Mar 12, 201541SEC filing
Mar 12, 2015Amendment$15,971,000$400,000vs Mar 6, 201441SEC filing
Mar 6, 2014Amendment$15,571,000$975,000vs Mar 13, 201338SEC filing
Mar 13, 2013Amendment$14,596,000$0vs Mar 7, 201338SEC filing
Mar 7, 2013Initial$14,596,000No comparison38SEC filing
Mar 14, 2012Amendment$13,696,000$11,871,000vs Mar 16, 201136SEC filing
Mar 16, 2011Amendment$1,825,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-192901

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Mariner Wealth Advisors, LLC289886Mariner Wealth Advisors · CRD 14195
Royal Alliance Associates, Inc23131Royal Alliance Associates, Inc · CRD 23131
Pickwick Capital Partners, LLC130672Pickwick Capital Partners, LLC · CRD 130672
Financial Solutions, LLC110149Financial Solutions, LLC · CRD 110149

Source: Form D, filed Mar 10, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PL CAPITAL/FOCUSED FUND, L.P.

Investment adviser: PL CAPITAL ADVISORS, LLC

Gross asset value
$26.4M
Beneficial owners
28
ADV minimum commitment
$500K

Reported in Form ADV on May 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SHORT HILLS, New Jersey, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No
Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No
Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No
Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1), fund 805-3267968666

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard J. Lashley Executive
John W. Palmer Executive
Pl Capital Advisors, Llc Promoter
Pl Capital, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
750 Eleventh Street South Suite 202
Naples, FL, 34102