Form D · Hedge Fund

PL CAPITAL SPV #1, LP

Naples, FL · CIK 0002084267

Offering snapshot reported Sep 3, 2026 · SEC filing

Reported sold: $5.29M
Investors reported: 14
Minimum accepted: $0
First sale: Jul 1, 2025

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$600,000 → $5,285,886
Reported investors2 → 14

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 3, 2026	Amendment	$5,285,886	$4,685,886vs Sep 3, 2025	14	SEC filing
Sep 3, 2025	Initial	$600,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-556491

Source: Form D, filed Sep 3, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PL CAPITAL SPV #1, LP

Investment adviser: PL CAPITAL ADVISORS, LLC

Gross asset value: $6.67M
Beneficial owners: 12
ADV minimum commitment: $250K

Reported in Form ADV on May 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP SHORT HILLS, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer MARINER WEALTH OVERLAND PARK, Kansas, United States Related to adviser: No

Marketer OSAIC WEALTH, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Marketer WORLD INVESTMENT ADVISORS, LLC SANTA BARBARA, California, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MARINER WEALTH
CRD 289886 · SEC 801-111823

OSAIC WEALTH, INC.
CRD 23131 · SEC 801-54859

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

WORLD INVESTMENT ADVISORS, LLC
CRD 208512 · SEC 801-96193

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2103324 · May 5, 2026 · Schedule D 7.B.(1), fund 805-4982121383

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Lashley	Executive
John W Palmer	Executive
Pl Capital Advisors, Llc	Promoter
Pl Capital, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

750 Eleventh Street South Suite 202
Naples, FL, 34102