Investment adviser · CRD 156493

PFINGSTEN PARTNERS, L.L.C.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$787M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
20
Reported in this filing
Advisory professionals
19
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$787,015,536100.0%
Filing source

Form ADV 2083918 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PFINGSTEN FUND VI, L.P.Private Equity Fund · Last reported Mar 31, 2026$384MGross asset value

Form D fundraising filings

PFINGSTEN FUND VI, L.P.

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 166

Fund details & source
Fund ID
805-7936408509
Reported beneficial owners
107
Minimum commitment
$1M
Form D file number
021-455059

Form ADV 2083918 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFINGSTEN PARTNERS FUND V, L.P.Private Equity Fund · Last reported Mar 31, 2026$373MGross asset value

Form D fundraising filings

PFINGSTEN PARTNERS FUND V, L.P.

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 166

Fund details & source
Fund ID
805-4899594577
Reported beneficial owners
76
Minimum commitment
$1M
Form D file number
021-239121

Form ADV 2083918 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFINGSTEN FUND VI-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$19.3MGross asset value

Form D fundraising filings

PFINGSTEN FUND VI-A, L.P.

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 166

Fund details & source
Fund ID
805-5989424053
Reported beneficial owners
13
Minimum commitment
$1M
Form D file number
021-455062

Form ADV 2083918 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFINGSTEN PARTNERS FUND V-A, L.P.Private Equity Fund · Last reported Mar 31, 2026$10.5MGross asset value

Form D fundraising filings

PFINGSTEN PARTNERS FUND V-A, L.P.

Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PLANTE & MORAN, PLLC
PCAOB 166

Fund details & source
Fund ID
805-5586242541
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-239122

Form ADV 2083918 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFINGSTEN PARTNERS FUND IV, L.P.Private Equity Fund · Last reported Mar 29, 2024$76.9MGross asset value

Form D fundraising filings

PFINGSTEN PARTNERS FUND IV LP

Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Fund details & source
Fund ID
805-8509239205
Reported beneficial owners
33
Minimum commitment
$1M
Form D file number
021-112775

Form ADV 1850511 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFINGSTEN EXECUTIVE QP FUND III, L.P.Private Equity Fund · Last reported Mar 27, 2020$43.9MGross asset value
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Fund details & source
Fund ID
805-8946683081
Reported beneficial owners
20
Minimum commitment
$500K
Form D file number
021-53552

Form ADV 1397998 · Mar 27, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PFINGSTEN EXECUTIVE FUND III, L.P.Private Equity Fund · Last reported Mar 27, 2020$5.43MGross asset value
Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY (CASH ACCOUNT ONLY) CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

Fund details & source
Fund ID
805-2670029301
Reported beneficial owners
36
Minimum commitment
$500K
Form D file number
021-46998

Form ADV 1397998 · Mar 27, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

227 WEST MONROE STREET, SUITE 4600
CHICAGO, IL, 60606, United States

CRD 156493

Filing source

Form ADV 2083918 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.