Form D · Private Equity Fund
PFINGSTEN FUND VI-A, L.P.
Chicago, IL · CIK 0001929083
Offering snapshot reported Aug 2, 2023 · SEC filing
- Reported sold
- $18.3M Indefinite offering
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 8, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 12
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 2, 2023 | Amendment | $18,250,000 | No comparison | 12 | SEC filing |
| Aug 5, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-455062
Placement agents fees to be paid based upon a fee schedule. Such fees are offset against the management fees payable by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SHANNON ADVISORS LLC | 150305 |
Source: Form D, filed Aug 2, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PFINGSTEN FUND VI-A, L.P.
Investment adviser: PFINGSTEN PARTNERS, L.L.C.
- Gross asset value
- $19.3M
- Beneficial owners
- 13
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 166
Filing source
Form ADV 2083918 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5989424053
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Phillip D. Bronsteatter | Executive, Promoter |
| Scott A. Finegan | Executive, Promoter |
| Ken Hessevick | Executive, Promoter |
| Kenneth J. Hessevick | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606