Form D · Private Equity Fund
PFINGSTEN PARTNERS FUND V-A, L.P.
Chicago, IL · CIK 0001640906
Offering snapshot reported May 4, 2015 · SEC filing
- Reported sold
- Yet to sell Offering amount: $350M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 4, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-239122
THE TOTAL OFFERING AMOUNT AND TOTAL REMAINING TO BE SOLD ARE AGGREGATED TOGETHER WITH PFINGSTEN PARTNERS FUND V, L.P. THE GENERAL PARTNER OF THE ISSUER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS.
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST MANAGEMENT FEES PAYABLE BY THE ISSUER, AND WILL NOT BE AN ADDITIONAL EXPENDITURE.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SHANNON ADVISORS LLC | 150305 |
Source: Form D, filed May 4, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
PFINGSTEN PARTNERS FUND V-A, L.P.
Investment adviser: PFINGSTEN PARTNERS, L.L.C.
- Gross asset value
- $10.5M
- Beneficial owners
- 16
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 166
Filing source
Form ADV 2083918 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5586242541
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas S. Bagley | Executive, Promoter |
| James J. Norton | Executive, Promoter |
| John H. Underwood | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654