Investment adviser · CRD 107310
PEKIN HARDY STRAUSS, INC.
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Mar 13, 2026
- Regulatory AUM
- $1.55B Form ADV · Item 5.F
- Client accounts
- 1,941 Accounts, not individual clients
- Employees
- 19 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 345 | $1,333,359,639 | 85.9% |
| Individuals | 380 | $152,520,562 | 9.8% |
| Corporations & businesses | 8 | $30,404,411 | 2.0% |
| Retirement plans | 6 | $19,465,624 | 1.3% |
| Charities | 4 | $15,986,072 | 1.0% |
Filing source
Form ADV 2072650 · Mar 13, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
APPLESEED PIONEER FUND, LPHedge Fund · Last reported Jul 24, 2020$10.5MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFRIES, LLP
PCAOB 349
PERSHING LLC
SEC 8-17574
FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-4577157567
- Reported beneficial owners
- 9
- Minimum commitment
- $200K
- Form D file number
- 021-271812
Form ADV 1447001 · Jul 24, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
APPLESEED DISCOVERY FUND, LPOther Private Fund · Last reported Jul 24, 2020$350KGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
SPICER JEFFRIES LLP
PCAOB 349
PERSHING LLC
SEC 8-17574
FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293
Fund details & source
- Fund ID
- 805-3218219520
- Reported beneficial owners
- 5
- Minimum commitment
- $50K
- Form D file number
- 021-330034
Form ADV 1447001 · Jul 24, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PEKIN SINGER REAL ESTATE EREF LLCReal Estate Fund · Last reported Mar 26, 2019$1.45KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-2320361551
- Reported beneficial owners
- 17
- Minimum commitment
- $0
Form ADV 1300852 · Mar 26, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 13, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
227 WEST MONROE STREET, SUITE 3625CHICAGO, IL, 60606, United States
CRD 107310
Filing source
Form ADV 2072650 · Mar 13, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.