Form D · Hedge Fund

Appleseed Pioneer Fund, LP

Chicago, IL · CIK 0001686344

Offering snapshot reported Sep 28, 2020 · SEC filing

Reported sold: $5.13M
Investors reported: 11
Minimum accepted: $500K
First sale: Oct 3, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,978,723 → $5,128,723
Reported investors10 → 11
Minimum accepted$50,000 → $500,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2020	Amendment	$5,128,723	$150,000vs Oct 1, 2019	11	SEC filing
Oct 1, 2019	Amendment	$4,978,723	$333,523vs Feb 13, 2019	10	SEC filing
Feb 13, 2019	Amendment	$4,645,200	$1,441,476vs Sep 27, 2017	9	SEC filing
Sep 25, 2018	Amendment	$4,928,724	$1,725,000vs Sep 27, 2017	10	SEC filing
Sep 27, 2017	Amendment	$3,203,724	$2,453,724vs Oct 4, 2016	9	SEC filing
Oct 4, 2016	Initial	$750,000	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-271812

Limited partnership interests. The amount reflected in Item 11 may be waived by the General Partner in its sole discretion.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Colin Rennich	4669877	Foreside Fund Services, LLC · CRD 46106

Source: Form D, filed Sep 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APPLESEED PIONEER FUND, LP

Investment adviser: PEKIN HARDY STRAUSS, INC.

Gross asset value: $10.5M
Beneficial owners: 9
ADV minimum commitment: $200K

Reported in Form ADV on Jul 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES, LLP DENVER, Colorado, United States

Custodian MB FINANCIAL BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer FORESIDE FUND SERVICES, LLC PORTLAND, Maine, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES, LLP
PCAOB 349

PERSHING LLC
SEC 8-17574

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1447001 · Jul 24, 2020 · Schedule D 7.B.(1), fund 805-4577157567

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Appleseed Pioneer Gp, Llc	Director, Promoter
William Pekin	Director, Executive, Promoter
Pekin Hardy Strauss, Inc.	Promoter
Pekin Singer Strauss Asset Management, Inc.	Promoter
Adam Strauss	Director, Executive, Promoter
Joshua Strauss	Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

161 N. Clark Suite 2200
Chicago, IL, 60601