Form D · Other Investment Fund

Appleseed Discovery Fund, LP

Chicago, IL · CIK 0001763995

Offering snapshot reported Feb 12, 2020 · SEC filing

Reported sold: $325K
Investors reported: 5
Minimum accepted: $200K
First sale: Jan 2, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$325,000 → $325,200
Reported investors4 → 5

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 12, 2020	Amendment	$325,200	$200vs Feb 13, 2019	5	SEC filing
Feb 13, 2019	Amendment	$325,000	$0vs Jan 9, 2019	4	SEC filing
Jan 9, 2019	Initial	$325,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0
Form D file number: 021-330034

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Colin Rennich	4669877	Foreside Fund Services, LLC · CRD 46106

Source: Form D, filed Feb 12, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

APPLESEED DISCOVERY FUND, LP

Investment adviser: PEKIN HARDY STRAUSS, INC.

Gross asset value: $350K
Beneficial owners: 5
ADV minimum commitment: $50K

Reported in Form ADV on Jul 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian MB FINANCIAL BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer FORESIDE FUND SERVICES, LLC PORTLAND, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

SPICER JEFFRIES LLP
PCAOB 349

PERSHING LLC
SEC 8-17574

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

Filing source

Form ADV 1447001 · Jul 24, 2020 · Schedule D 7.B.(1), fund 805-3218219520

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Appleseed Pioneer Gp, Llc	Promoter
William Pekin	Director, Executive, Promoter
N/A Pekin Hardy Strauss, Inc.	Promoter
N/A Pekin Singer Strauss Asset Management, Inc.	Promoter
Adam Strauss	Director, Executive, Promoter
Joshua Strauss	Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

161 N. Clark Suite 2200
Chicago, IL, 60601