Investment adviser · CRD 151736

PATHSTONE

Investment adviser filing (IA)

PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $110B
Client accounts: 27,165
Employees: 704
Advisory professionals: 365

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,834	$91,001,328,224	82.5%
Pooled investment vehicles	165	$10,664,570,838	9.7%
Charities	72	$6,340,998,378	5.7%
Corporations & businesses	23	$1,907,984,517	1.7%
Retirement plans	5	$306,567,608	0.3%
Individuals	145	$74,424,173	0.1%

Filing source

Form ADV 2081708 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

VLP051Hedge Fund · Last reported Mar 31, 2026$120MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian STATE STREET GLOBAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-8559083620
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP SPECIAL OPPORTUNITIES MASTER FUND, LLCOther Private Fund · Last reported Mar 31, 2026$116MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-6943514468
Reported beneficial owners: 87
Minimum commitment: $2M
Form D file number: 021-99358
Form D file number: 021-99359

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP059Hedge Fund · Last reported Mar 31, 2026$116MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian PNC BANK, NA PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5718629897
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAROON PEAKS PRIVATE EQUITY FUND XII LPPrivate Equity Fund · Last reported Mar 31, 2026$109MGross asset value

Form D fundraising filings

MAROON PEAKS PRIVATE EQUITY FUND XII LP

Fund administrator UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-6519597347
Reported beneficial owners: 169
Minimum commitment: $100K
Form D file number: 021-418372

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP060Hedge Fund · Last reported Mar 31, 2026$102MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian PNC BANK, NA PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-7606602322
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP042Hedge Fund · Last reported Mar 31, 2026$101MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-7997752451
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PATHSTONE PMA INCOME SERIES, LLC- SERIES 2021Other Private Fund · Last reported Mar 31, 2026$97.4MGross asset value

Form D fundraising filings

Pathstone PMA Income Series LLC - Series 2021

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE SEATTLE, Washington, United States

Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE
PCAOB 34

Fund details & source

Fund ID: 805-4225388945
Reported beneficial owners: 101
Minimum commitment: $250K
Form D file number: 021-408816

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

10 STERLING BLVD, SUITE 402
ENGLEWOOD, NJ, 07631, United States

CRD 151736

Filing source

Form ADV 2081708 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.