Investment adviser · CRD 151736

PATHSTONE

Investment adviser filing (IA)

PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $110B
Client accounts: 27,165
Employees: 704
Advisory professionals: 365

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,834	$91,001,328,224	82.5%
Pooled investment vehicles	165	$10,664,570,838	9.7%
Charities	72	$6,340,998,378	5.7%
Corporations & businesses	23	$1,907,984,517	1.7%
Retirement plans	5	$306,567,608	0.3%
Individuals	145	$74,424,173	0.1%

Filing source

Form ADV 2081708 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

VLP045Hedge Fund · Last reported Mar 31, 2026$94.3MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-1296338107
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAROON PEAKS PRIVATE EQUITY FUND X LPPrivate Equity Fund · Last reported Mar 31, 2026$93.9MGross asset value

Form D fundraising filings

MAROON PEAKS PRIVATE EQUITY FUND X, LP

Fund administrator UMB FINANCIAL SERVICES INC KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-6753370781
Reported beneficial owners: 149
Minimum commitment: $100K
Form D file number: 021-357415

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP EARLY STAGE VENTURE FUND, L.P. - SERIES 3Private Equity Fund · Last reported Mar 31, 2026$92.6MGross asset value

Form D fundraising filings

HCP EARLY STAGE VENTURE FUND, L.P. - SERIES 3

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-4277863598
Reported beneficial owners: 54
Minimum commitment: $250K
Form D file number: 021-397773

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAROON PEAKS PRIVATE EQUITY FUND XI LPPrivate Equity Fund · Last reported Mar 31, 2026$85.3MGross asset value

Fund administrator UMB FINANCIAL SERVICES INC KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-1687243394
Reported beneficial owners: 168
Minimum commitment: $100K
Form D file number: 021-357415

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP053 - VITTORIA FUND - PB, LPHedge Fund · Last reported Mar 31, 2026$85MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO INT PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG SINGAPORE, Singapore Related to adviser: No

Custodian US BANK, N.A. MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker BNY MELLON NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. INT PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY INDIA COMPANY PRIVATE LIMITED LONDON, United Kingdom

Prime broker UBS AG SINGAPORE, Singapore

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

US BANK, N.A.
LEI 6BYL5QZYBDK8S7L73M0

Fund details & source

Fund ID: 805-4706031789
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP PD I INVESTORS, L.P.Private Equity Fund · Last reported Mar 31, 2026$82.6MGross asset value

Form D fundraising filings

HCP PD I INVESTORS, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-5018797342
Reported beneficial owners: 35
Minimum commitment: $250K
Form D file number: 021-418774

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VLP039Hedge Fund · Last reported Mar 31, 2026$81.5MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. COLUMBUS, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian MORGAN STANLEY & CO INT PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian PNC BANK, NA PHILADELPHIA, Pennsylvania, United States Related to adviser: No

Custodian US BANK NA MILWAUKEE, Wisconsin, United States Related to adviser: No

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. INT PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

MORGAN STANLEY & CO. LLC
SEC 8-15869

WELLS FARGO SECURITIES, LLC
SEC 8-65876

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-5609034319
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

10 STERLING BLVD, SUITE 402
ENGLEWOOD, NJ, 07631, United States

CRD 151736

Filing source

Form ADV 2081708 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.