Investment adviser · CRD 153063

NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

Investment adviser filing (IA)

HONG KONG, Hong Kong · Form ADV filed Mar 23, 2026

Regulatory AUM: $1.53B
Client accounts: 4
Employees: 19
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$1,425,529,000	93.3%
Other clients	1	$103,057,000	6.7%

Filing source

Form ADV 2040159 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTHWEST FEILONG FUND LIMITEDHedge Fund · Last reported Mar 23, 2026$1.22BGross asset value

Form D fundraising filings

Northwest Feilong Fund Ltd

Fund administrator SS&C FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE HONG KONG, Hong Kong

Custodian J.P. MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Marketer LOTUS PEAK CAPITAL PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer TACTEX ASSET MANAGEMENT (A DIVISION OF MOGO ASSET MANAGEMENT INC.) MONTREAL, Canada Related to adviser: No

Prime broker J.P. MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AND TOUCHE
PCAOB 1104

J.P. MORGAN SECURITIES PLC
LEI K6Q0W1PS1L1O4IQL9C32

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

UBS AG
LEI BFM8T61CT2L1QCEMIK50

Fund details & source

Fund ID: 805-3143849569
Reported beneficial owners: 44
Minimum commitment: $100K
Form D file number: 021-173482

Form ADV 2040159 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWEST CHINA OPPORTUNITIES FUND LIMITEDHedge Fund · Last reported Mar 23, 2026$193MGross asset value

Form D fundraising filings

Northwest China Opportunities Fund Ltd

Fund administrator SS&C FINANCIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE DUBLIN, Ireland

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Marketer LOTUS PEAK CAPITAL PTE LTD SINGAPORE, Singapore Related to adviser: No

Marketer TACTEX ASSET MANAGEMENT (A DIVISION OF MOGO ASSET MANAGEMENT INC.) MONTREAL, Canada Related to adviser: No

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AND TOUCHE
PCAOB 1193

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

UBS AG
LEI BFM8T61CT2L1QCEMIK50

Fund details & source

Fund ID: 805-8278931551
Reported beneficial owners: 11
Minimum commitment: $100K
Form D file number: 021-173550

Form ADV 2040159 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWEST BONAVENTURA FUND LIMITEDHedge Fund · Last reported Mar 23, 2026$13.1MGross asset value

Form D fundraising filings

Northwest Bonaventura Fund Ltd

Fund administrator SS&C FINANCIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE DUBLIN, Ireland

Custodian BNP PARIBUS LONDON, United Kingdom Related to adviser: No

Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Marketer LOTUS PEAK CAPITAL PTE LTD SINGAPORE, Singapore Related to adviser: No

Prime broker BNP PARIBAS LONDON, United Kingdom

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AND TOUCHE
PCAOB 1193

BNP PARIBUS
LEI R0MUWSFPU8MPRO8K5P83

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

UBS AG
LEI BFM8T61CT2L1QCEMIK50

Fund details & source

Fund ID: 805-5933691207
Reported beneficial owners: 11
Minimum commitment: $100K
Form D file number: 021-173551

Form ADV 2040159 · Mar 23, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWEST EUREKA FUND, L.L.L.P.Hedge Fund · Last reported Mar 16, 2015$203MGross asset value

Fund administrator CITIBANK EUROPE PLC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE DUBLIN, Ireland

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-2090998582
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 876783 · Mar 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWEST P FUND LIMITEDHedge Fund · Last reported Mar 26, 2018$63.3MGross asset value

Form D fundraising filings

Northwest P Fund Ltd

Fund administrator SS&C FINANCIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

Fund details & source

Fund ID: 805-9552021915
Reported beneficial owners: 12
Minimum commitment: $100K
Form D file number: 021-271303

Form ADV 1178453 · Mar 26, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWEST WARRANT FUND LIMITEDHedge Fund · Last reported Mar 27, 2019$3.3MGross asset value

Form D fundraising filings

Northwest Warrant Fund Ltd

Fund administrator SS&C FINANCIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE AND TOUCHE DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Marketer LOTUS PEAK CAPITAL PTE LTD SINGAPORE, Singapore Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE AND TOUCHE
PCAOB 1193

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

Fund details & source

Fund ID: 805-3591358830
Reported beneficial owners: 17
Minimum commitment: $100K
Form D file number: 021-173552

Form ADV 1279286 · Mar 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

11TH FLOOR KINWICK CENTRE, 32 HOLLYWOOD ROAD, CENTRAL
HONG KONG, Hong Kong

CRD 153063

Filing source

Form ADV 2040159 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.