Form D · Hedge Fund
Northwest China Opportunities Fund Ltd
Hong Kong, K3 · CIK 0001542040
Offering snapshot reported Dec 3, 2025 · SEC filing
- Reported sold
- $133M Indefinite offering
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 31, 2003 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 3, 2025 | Amendment | $132,748,055 | $0vs Dec 11, 2024 | 10 | SEC filing |
| Dec 11, 2024 | Amendment | $132,748,055 | $108,985,530vs Dec 19, 2023 | 10 | SEC filing |
| Dec 19, 2023 | Amendment | $23,762,525 | $0vs Jan 10, 2023 | 9 | SEC filing |
| Jan 10, 2023 | Amendment | $23,762,525 | $0vs Jan 12, 2022 | 9 | SEC filing |
| Jan 12, 2022 | Amendment | $23,762,525 | $0vs Jan 15, 2021 | 9 | SEC filing |
| Jan 15, 2021 | Amendment | $23,762,525 | $0vs Jan 16, 2020 | 9 | SEC filing |
| Jan 16, 2020 | Amendment | $23,762,525 | $0vs Jan 17, 2019 | 9 | SEC filing |
| Jan 17, 2019 | Amendment | $23,762,525 | $2,000,000vs Jan 18, 2018 | 9 | SEC filing |
| Jan 18, 2018 | Amendment | $21,762,525 | $8,500,000vs Jan 25, 2017 | 9 | SEC filing |
| Jan 25, 2017 | Amendment | $13,262,525 | $250,000vs Jan 22, 2016 | 8 | SEC filing |
| Jan 22, 2016 | Amendment | $13,012,525 | $283,028vs Jan 28, 2015 | 7 | SEC filing |
| Jan 28, 2015 | Amendment | $12,729,497 | -$27,993,208vs Feb 6, 2014 | 7 | SEC filing |
| Feb 6, 2014 | Amendment | $40,722,705 | -$135,732,935vs Feb 8, 2013 | 13 | SEC filing |
| Feb 8, 2013 | Amendment | $176,455,640 | $56,627,931vs Feb 16, 2012 | 42 | SEC filing |
| Feb 16, 2012 | Initial | $119,827,709 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-173550
Continuously offered shares in an open-ended investment company, previously reported under CIK 0001426257
Source: Form D, filed Dec 3, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
NORTHWEST CHINA OPPORTUNITIES FUND LIMITED
Investment adviser: NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED
- Gross asset value
- $193M
- Beneficial owners
- 11
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE AND TOUCHE
PCAOB 1193
MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48
UBS AG
LEI BFM8T61CT2L1QCEMIK50
Filing source
Form ADV 2040159 · Mar 23, 2026 · Schedule D 7.B.(1), fund 805-8278931551
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronan Daly | Director |
| Martin John Lang | Director |
| Carol Ann Michael Green | Director |
| None None Northwest Investment Management (Hong Kong) Ltd | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Hong Kong, K3, NONE