Form D · Hedge Fund

Northwest P Fund Ltd

Grand Cayman, E9 · CIK 0001684597

Offering snapshot reported Sep 12, 2017 · SEC filing

Reported sold: $35.3M
Investors reported: 7
Minimum accepted: $100K
First sale: Sep 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$24,000,000 → $35,250,000
Reported investors5 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 12, 2017	Amendment	$35,250,000	$11,250,000vs Sep 26, 2016	7	SEC filing
Sep 26, 2016	Initial	$24,000,000	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-271303

Source: Form D, filed Sep 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

NORTHWEST P FUND LIMITED

Investment adviser: NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

Gross asset value: $63.3M
Beneficial owners: 12
ADV minimum commitment: $100K

Reported in Form ADV on Mar 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No

Custodian NOMURA INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON, United Kingdom

Prime broker NOMURA INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK AG
LEI 7LTWFZYICNSX8D621K86

NOMURA INTERNATIONAL PLC
LEI DGQCSV2PHVF7I2743539

Filing source

Form ADV 1178453 · Mar 26, 2018 · Schedule D 7.B.(1), fund 805-9552021915

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ronan Daly	Director
Martin Lang	Director
Carol Michael Green	Director
Northwest Investment Management (Hong Kong) Limited	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maples Corp Svcs Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104