Investment adviser · CRD 125669

MAST CAPITAL MANAGEMENT LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MAST CAPITAL MANAGEMENT, LLC

· Form ADV filed Mar 28, 2021

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAST ADMIRAL FUND, L.P.Hedge Fund · Last reported Mar 28, 2021$7.9MGross asset value

Form D fundraising filings

Mast Admiral Fund, L.P.

Feeder funds

  • MAST ADMIRAL FUND, LIMITED
Fund administrator SOUTH WATCH, LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian PERSHING LLC LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-9729948105
Reported beneficial owners
3
Minimum commitment
$1M
Form D file number
021-206350
Form D file number
021-206352

Form ADV 1522260 · Mar 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAST PC FUND, L.P.Hedge Fund · Last reported Mar 28, 2013$51.7MGross asset value

Form D fundraising filings

Mast PC Fund, L.P.

Fund administrator INTERNATIONAL FUND SERVICES GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-8704665869
Reported beneficial owners
2
Minimum commitment
$35M
Form D file number
021-165654

Form ADV 705105 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAST AK FUND, L.P.Hedge Fund · Last reported Mar 28, 2014$50MGross asset value

Form D fundraising filings

Mast AK Fund, L.P.

Fund administrator INTERNATIONAL FUND SERVICES GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK CITY, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-1989452371
Reported beneficial owners
2
Minimum commitment
$100M
Form D file number
021-163750

Form ADV 804708 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAST ADMIRAL MASTER FUND, L.P.Hedge Fund · Last reported Mar 25, 2020$14.8MGross asset value

Feeder funds

Fund administrator SOUTH WATCH, LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC TRUST COMPANY OF DELAWARE LLC WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-1167504170
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-206350
Form D file number
021-206352

Form ADV 1388895 · Mar 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAST DISTRESSED OPPORTUNITIES I, L.P.Private Equity Fund · Last reported Mar 28, 2013$10.9MGross asset value
Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-2728985268
Reported beneficial owners
8
Minimum commitment
$5M
Form D file number
021-100734

Form ADV 705105 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAST SELECT OPPORTUNITIES MASTER FUND, L.P.Hedge Fund · Last reported Mar 25, 2020$4.61MGross asset value

Feeder funds

  • MAST SELECT OPPORTUNITIES, LIMITED
Fund administrator SOUTH WATCH, LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC TRUST COMPANY OF DELAWARE LLC WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-7954231152
Reported beneficial owners
8
Minimum commitment
$1M
Form D file number
021-163295

Form ADV 1388895 · Mar 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAST OC I MASTER FUND L.P.Hedge Fund · Last reported Mar 25, 2020$3.8MGross asset value

Form D fundraising filings

Mast OC I Master Fund L.P.

Feeder funds

  • MAST OC I LIMITED
Fund administrator SOUTH WATCH, LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian FIRST REPUBLIC TRUST COMPANY OF DELAWARE LLC WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

Fund details & source
Fund ID
805-3127072694
Reported beneficial owners
28
Minimum commitment
$1M
Form D file number
021-194114
Form D file number
021-194115

Form ADV 1388895 · Mar 25, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2021. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 125669

Filing source

Form ADV 1522260 · Mar 28, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.