Form D · Hedge Fund

Mast OC I Master Fund L.P.

Boston, MA · CIK 0001453011

Offering snapshot reported Mar 16, 2017 · SEC filing

Reported sold
$36M
Indefinite offering
Investors reported
24
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 7, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18M$36MMar 28, 2013: $10,871,820.00Mar 28, 2013Mar 26, 2014: $10,871,820.00Mar 26, 2014Mar 24, 2015: $21,171,820.00Mar 24, 2015Mar 24, 2016: $35,762,410.00Mar 24, 2016Mar 16, 2017: $35,982,410.00Mar 16, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$35,762,410 → $35,982,410

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2017Amendment$35,982,410$220,000vs Mar 24, 201624SEC filing
Mar 24, 2016Amendment$35,762,410$14,590,590vs Mar 24, 201524SEC filing
Mar 24, 2015Amendment$21,171,820$10,300,000vs Mar 26, 201419SEC filing
Mar 26, 2014Amendment$10,871,820$0vs Mar 28, 201317SEC filing
Mar 28, 2013Initial$10,871,820No comparison17SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194114
The number of investors and total amount sold reflect U.S. and non-U.S. investors.

Source: Form D, filed Mar 16, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAST OC I MASTER FUND L.P.

Investment adviser: MAST CAPITAL MANAGEMENT, LLC

Gross asset value
$3.8M
Beneficial owners
28
ADV minimum commitment
$1M

Reported in Form ADV on Mar 25, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SOUTH WATCH, LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian FIRST REPUBLIC TRUST COMPANY OF DELAWARE LLC WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

Filing source

Form ADV 1388895 · Mar 25, 2020 · Schedule D 7.B.(1), fund 805-3127072694

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jane Fleming Director
Sean Flynn Director
N/A Mast Capital Management Ia Holdings, Llc Executive, Promoter
N/A Mast Oc I Ia, Llc Executive, Promoter
David J. Steinberg Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Clarendon St. 51 St Floor
Boston, MA, 02116