Form D · Private Equity Fund

Mast AK Fund, L.P.

Boston, MA · CIK 0001526681

Offering snapshot reported Mar 26, 2013 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 12, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.7M$113MAug 1, 2011: $101,500,000.00Aug 1, 2011Mar 26, 2013: $113,447,904.00Mar 26, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$101,500,000 → $113,447,904
  • Reported investors2 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 26, 2013Amendment$113,447,904$11,947,904vs Aug 1, 20117SEC filing
Aug 1, 2011Initial$101,500,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-163750

Source: Form D, filed Mar 26, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAST AK FUND, L.P.

Investment adviser: MAST CAPITAL MANAGEMENT, LLC

Gross asset value
$50M
Beneficial owners
2
ADV minimum commitment
$100M

Reported in Form ADV on Mar 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY NEW YORK CITY, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK CITY, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 804708 · Mar 28, 2014 · Schedule D 7.B.(1), fund 805-1989452371

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Christopher Madison Executive
David J. Steinberg Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Clarendon Street 51 St Floor
Boston, MA, 02116