Investment adviser · CRD 160885

MARSHALL WACE LLP

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LONDON, United Kingdom · Form ADV filed May 29, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

MARSHALL WACE UCITS FUNDS PLC - MW SYSTEMATIC ALPHA UCITS FUNDOther Private Fund · Last reported May 28, 2021$1.79BGross asset value

Form D fundraising filings

Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian JP MORGAN BANK (IRELAND) PLC DUBLIN, Ireland Related to adviser: No
Marketer CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Marketer HSBC PRIVATE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC LONDON, New York, United States Related to adviser: No
Marketer UBS AG ZURICH, Switzerland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Fund details & source
Fund ID
805-1307290577
Reported beneficial owners
150
Minimum commitment
$20K
Form D file number
021-265759

Form ADV 1536278 · May 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MERRILL LYNCH INVESTMENT SOLUTIONS - MARSHALL WACE TOPS UCITS FUND (MARKET NEUTRAL)Other Private Fund · Last reported May 29, 2013$497MGross asset value
Fund administrator STATE STREET BANK LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS, S.A RL LUXEMBOURG, Luxembourg
Custodian STATE STREET BANK LUXEMBOURG S.A. LUXEMBOURG, Luxembourg Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5189962981
Reported beneficial owners
142
Minimum commitment
$1K

Form ADV 732709 · May 29, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE UCITS FUNDS PLC - MW ESG (MARKET NEUTRAL) TOPS UCITS FUNDOther Private Fund · Last reported May 28, 2021$467MGross asset value
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian JP MORGAN BANK (IRELAND) PLC DUBLIN, Ireland Related to adviser: No
Marketer CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No
Marketer HSBC PRIVATE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC LONDON, New York, United States Related to adviser: No
Marketer UBS AG ZURICH, Switzerland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Fund details & source
Fund ID
805-6798296793
Reported beneficial owners
22
Minimum commitment
$20K

Form ADV 1536278 · May 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - GO II FUNDHedge Fund · Last reported May 29, 2013$416MGross asset value

Feeder funds

  • MARSHALL WACE FUNDS LP - MW GO II (US) FUND
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HSBC BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5413899358
Reported beneficial owners
1
Minimum commitment
$128K

Form ADV 732709 · May 29, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE UCITS FUNDS PLC - MW TOPS CHINA A SHARE FUNDOther Private Fund · Last reported May 28, 2021$387MGross asset value
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian JP MORGAN BANK (IRELAND) PLC DUBLIN, Ireland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Fund details & source
Fund ID
805-6024034925
Reported beneficial owners
42
Minimum commitment
$20K

Form ADV 1536278 · May 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OLD NORTH STATE HEDGED EQUITY MWT, LLCHedge Fund · Last reported May 28, 2021$247MGross asset value
Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK, US NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker DEUTSCHE BANK SECURITIES INC LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

Fund details & source
Fund ID
805-9457138452
Reported beneficial owners
1
Minimum commitment
$118K

Form ADV 1536278 · May 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - TOPS EMERGING MARKETS ALPHA FUNDHedge Fund · Last reported May 29, 2025$213MGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian BNP PARIBAS, DUBLIN DUBLIN, Ireland Related to adviser: No
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST SA/NV, DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No
Marketer KKR CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BNP PARIBAS, NEW YORK NEW YORK, New York, United States
Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker HSBC BANK PLC LONDON, United Kingdom
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES LTD LONDON, United Kingdom
Prime broker MERRILL LYNCH BANK OF AMERICA SECURITIES NEW YORK, New York, United States
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY & CO INTL PLC LONDON, United Kingdom
Prime broker UBS AG LONDON LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Fund details & source
Fund ID
805-1150762066
Reported beneficial owners
13
Minimum commitment
$108K

Form ADV 1993837 · May 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

GEORGE HOUSE, 131 SLOANE STREET
LONDON, SW1X 9AT, United Kingdom

CRD 160885

Filing source

Form ADV 2109243 · May 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.