Form D · Hedge Fund

Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund

Dublin, L2 · CIK 0001677454

Offering snapshot reported Jun 24, 2021 · SEC filing

Reported sold: $5.4M
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Not reported

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 24, 2021	Amendment	$5,404,424	No comparison	Not reported	SEC filing
Jun 24, 2020	Amendment	$5,404,424	$0vs Jun 22, 2020	4	SEC filing
Jun 22, 2020	Amendment	$5,404,424	$0vs Jun 21, 2019	4	SEC filing
Jun 21, 2019	Amendment	$5,404,424	$44,149vs Jun 22, 2018	4	SEC filing
Jun 22, 2018	Amendment	$5,360,275	$622,607vs Jun 23, 2017	4	SEC filing
Jun 23, 2017	Amendment	$4,737,668	$2,279,948vs Jun 24, 2016	4	SEC filing
Jun 24, 2016	Initial	$2,457,720	No comparison	3	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-265759

Source: Form D, filed Jun 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARSHALL WACE UCITS FUNDS PLC - MW SYSTEMATIC ALPHA UCITS FUND

Investment adviser: MARSHALL WACE LLP

Gross asset value: $1.79B
Beneficial owners: 150
ADV minimum commitment: $20K

Reported in Form ADV on May 28, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian JP MORGAN BANK (IRELAND) PLC DUBLIN, Ireland Related to adviser: No

Marketer CREDIT SUISSE AG ZURICH, Switzerland Related to adviser: No

Marketer HSBC PRIVATE BANK (SUISSE) SA GENEVA, Switzerland Related to adviser: No

Marketer KKR CAPITAL MARKETS LIMITED NEW YORK, New York, United States Related to adviser: No

Marketer KKR CAPITAL MARKETS LLC LONDON, New York, United States Related to adviser: No

Marketer UBS AG ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1411

KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578

Filing source

Form ADV 1536278 · May 28, 2021 · Schedule D 7.B.(1), fund 805-1307290577

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert Bovet	Director
Ronan Daly	Director
David Hammond	Director
Barbara Healy	Director
Marshall Wace Llp	Promoter
Linburgh Martin	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

32 Molesworth Street
Dublin, L2, 2