MARINER INVESTMENT GROUP, LLC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	28	$179,369,377,107	95.4%
Other investment advisers	Fewer than 5	$7,123,378,456	3.8%
Retirement plans	Fewer than 5	$1,032,271,890	0.5%
Corporations & businesses	Fewer than 5	$270,976,340	0.1%
Government entities	Fewer than 5	$229,966,618	0.1%

Filing source

Form ADV 1611521 · Mar 1, 2022 · Item 5.D

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

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GALTON MORTGAGE RECOVERY MASTER FUND IV, LP.Hedge Fund · Master$90.9MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KPMG LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BOSTON, Massachusetts, United States Other funds reporting this name →

Prime broker STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source

Fund ID: 805-8254902001
Reported beneficial owners: 9
Minimum commitment: $5M
Form D file number: 021-295146
Form D file number: 021-295144

Form ADV 1611521 · Mar 1, 2022 · Schedule D 7.B.(1)

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Filing source

Form ADV 1611521 · Mar 1, 2022 · Items 1 & 5

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $188B
Non-discretionary: $124M

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

500 MAMARONECK AVENUE, 4TH FLOOR
HARRISON, NY, 10528, United States

CRD 124744

Filing source

Form ADV 1611521 · Mar 1, 2022 · Items 1 & 5

Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.