Form D · Private Equity Fund
Galton Onshore Mortgage Recovery Fund IV, L.P.
Harrison, NY · CIK 0001717323
Offering snapshot reported Sep 12, 2018 · SEC filing
- Reported sold
- $155M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Sep 27, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 12, 2018 | Amendment | $155,000,000 | No comparison | 5 | SEC filing |
| Sep 21, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-295146
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mariner Group Capital Markets, Inc. | 25878 |
Source: Form D, filed Sep 12, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
Adviser links for this issuer
These links apply to the issuer record and have not been matched to the fundraising shown above.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Finnerty | Executive |
| Alfred Lee | Executive |
| N/A Mariner Investment Group, Llc | Promoter |
| Paul Park | Executive |
| Matthew Whalen | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Harrison, NY, 10528
Phone: (914) 670-4300