Form D · Private Equity Fund

Galton Offshore Mortgage Recovery Fund IV, Ltd.

George Town, Grand Cayman, E9 · CIK 0001717421

Offering snapshot reported Sep 12, 2018 · SEC filing

Reported sold
$62.8M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 27, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2018Amendment$62,789,529No comparison3SEC filing
Sep 21, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-295144

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Mariner Group Capital Markets, Inc.25878

Source: Form D, filed Sep 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.

Adviser links for this issuer

These links apply to the issuer record and have not been matched to the fundraising shown above.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Finnerty Director
Charles R. Howe Ii Director
N/A Mariner Investment Group, Llc Promoter
Matthew Whalen Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Nominees Limited 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9001
Phone: (345) 949-0100