Investment adviser · CRD 137147

LEVIN CAPITAL STRATEGIES, L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $1.66B
Client accounts: 265
Employees: 14
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	132	$1,073,441,319	64.7%
Individuals	118	$210,451,752	12.7%
Retirement plans	Fewer than 5	$138,754,031	8.4%
Banks & thrifts	Fewer than 5	$116,881,086	7.0%
Charities	Fewer than 5	$73,109,313	4.4%
Pooled investment vehicles	1	$20,893,475	1.3%
Corporations & businesses	Fewer than 5	$19,916,410	1.2%
Other clients	Fewer than 5	$6,025,992	0.4%

Filing source

Form ADV 2066025 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BI-DIRECTIONAL DISEQUILIBRIUM FUND, L.P.Hedge Fund · Last reported Mar 31, 2026$20.9MGross asset value

Form D fundraising filings

Bi-Directional Disequilibrium Fund, L.P.

Fund administrator SS&C TECHNOLOGIES, INC. MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. DUBLIN, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION PURCHSAE, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

MORGAN STANLEY CAPITAL SERVICES INC.
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB6

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION
LEI 549300GS0W0TEUQS8571

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 6PTKHDJ8HDUF78PFWH

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4796598362
Reported beneficial owners: 19
Minimum commitment: $1M
Form D file number: 021-96910

Form ADV 2066025 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BI-DIRECTIONAL DISEQUILIBRIUM MASTER FUND, LTD. (F/K/A LEVIN CAPITAL TRILOGY MASTER FUND LTD.)Hedge Fund · Last reported Dec 10, 2018$111MGross asset value

Feeder funds

BI-DIRECTIONAL DISEQUILIBRIUM FUND, L.P.
BI-DIRECTIONAL DISEQUILIBRIUM FUND, LTD. (F/K/A LEVIN CAPITAL TRILOGY OFFSHORE, LTD.) (CLASS C SHARES)
BI-DIRECTIONAL DISEQUILIBRIUM FUND, LTD. (F/K/A LEVIN CAPITAL TRILOGY OFFSHORE LTD.) (CLASS D & E SHARES)
BI-DIRECTIONAL DISEQUILIBRIUM FUND, LTD. (F/K/A LEVIN CAPITAL TRILOGY OFFSHORE, LTD.) (CLASS F SHARES)
BI-DIRECTIONAL DISEQUILIBRIUM FUND, LTD. (F/K/A LEVIN CAPITAL TRILOGY OFFSHORE, LTD.) (CLASS K & L SHARES)

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. DUBLIN, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES, INC. MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER CAYMAN LTD. GEORGE TOWN, Cayman Islands

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian HSBC BANK USA, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION PURCHASE, New York, United States Related to adviser: No

Marketer EASTERLY SECURITIES LLC BEVERLY, Massachusetts, United States Related to adviser: No

Marketer LCS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER CAYMAN LTD.
PCAOB 274

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

HSBC BANK USA, NATIONAL ASSOCIATION
LEI 1IE8VN30JCEQV1H4R804

MORGAN STANLEY CAPITAL SERVICES INC.
LEI I7331LVCZKQKX5T7XV54

MORGAN STANLEY & CO. INTERNATIONAL PLC
LEI 4PQUHN3JPFGFNF3BB6

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY PRIVATE BANK, NATIONAL ASSOCIATION
LEI 549300GS0W0TEUQS8571

EASTERLY SECURITIES LLC
CRD 281103 · SEC 8-69661

LCS SECURITIES, LLC
CRD 140147 · SEC 8-67288

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-7057925800
Reported beneficial owners: 41
Minimum commitment: $1M
Form D file number: 021-128213
Form D file number: 021-128216
Form D file number: 021-128217
Form D file number: 021-133956
Form D file number: 021-96910

Form ADV 1256888 · Dec 10, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEVCAP ALTERNATIVE MASTER FUND, L.P.Hedge Fund · Last reported Apr 30, 2014$22MGross asset value

Feeder funds

LEVCAP ALTERNATIVE FUND, L.P.

Fund administrator CITI FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITI FUND SERVICES CANADA, INC. MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITI FUND SERVICES NORTH AMERICA, INC. COLUMBUS, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS BANK USA NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian J.P. MORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No

Marketer LCS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

LCS SECURITIES, LLC
CRD 140147 · SEC 8-67288

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-4909434272
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-137864

Form ADV 821911 · Apr 30, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEVCAP ALTERNATIVE FUND, L.P.Hedge Fund · Last reported Dec 10, 2018$21.6MGross asset value

Form D fundraising filings

Levcap Alternative Fund, L.P.