Form D · Hedge Fund

Levcap Alternative Fund, L.P.

New York, NY · CIK 0001474048

Offering snapshot reported Mar 9, 2018 · SEC filing

Reported sold
$16.3M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.14M$16.3MJan 15, 2010: $12,100,000.00Jan 15, 2010Jan 12, 2011: $12,650,000.00Jan 12, 2012: $13,850,000.00Mar 8, 2012: $13,850,000.00Mar 8, 2013: $13,850,000.00Mar 10, 2014: $14,175,000.00Mar 10, 2015: $16,175,000.00Mar 10, 2016: $16,275,000.00Mar 10, 2017: $16,275,000.00Mar 9, 2018: $16,275,000.00Mar 9, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2018Amendment$16,275,000$0vs Mar 10, 201720SEC filing
Mar 10, 2017Amendment$16,275,000$0vs Mar 10, 201620SEC filing
Mar 10, 2016Amendment$16,275,000$100,000vs Mar 10, 201520SEC filing
Mar 10, 2015Amendment$16,175,000$2,000,000vs Mar 10, 201419SEC filing
Mar 10, 2014Amendment$14,175,000$325,000vs Mar 8, 201318SEC filing
Mar 8, 2013Amendment$13,850,000$0vs Mar 8, 201217SEC filing
Mar 8, 2012Amendment$13,850,000$0vs Jan 12, 201217SEC filing
Jan 12, 2012Amendment$13,850,000$1,200,000vs Jan 12, 201117SEC filing
Jan 12, 2011Amendment$12,650,000$550,000vs Jan 15, 201017SEC filing
Jan 15, 2010Initial$12,100,000No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137864
Each B/D is entitled to receive a percent of the mgmt fee & incentive allocation attributable to the investors it introduced to the fund. On 2/11/12 & 4/8/15, the Issuer ceased to use the svcs of Cap Growth Sec LLC & Pickwick Cap Ptnrs, LLC, respectively.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
LCS Securities, L.L.C.140147
Capital Growth Securities LLC41847
Pickwick Capital Partners, LLC130672
Easterly Securities LLC281103

Source: Form D, filed Mar 9, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LEVCAP ALTERNATIVE FUND, L.P.

Investment adviser: LEVIN CAPITAL STRATEGIES, L.P.

Gross asset value
$21.6M
Beneficial owners
15
ADV minimum commitment
$1M

Reported in Form ADV on Dec 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C TECHNOLOGIES, INC. MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C TECHNOLOGIES, INC. DUBLIN, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian HSBC BANK USA, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Marketer EASTERLY SECURITIES LLC BEVERLY, Massachusetts, United States Related to adviser: No
Marketer LCS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

GOLDMAN SACHS & CO. LLC
SEC 8-129

HSBC BANK USA, NATIONAL ASSOCIATION
LEI 1LE8VN30JCEQV1H4R804

MORGAN STANLEY CAPITAL SERVICES INC.
LEI I7331LVCZKQKX5T7XV

EASTERLY SECURITIES LLC
CRD 281103 · SEC 8-69661

LCS SECURITIES, LLC
CRD 140147 · SEC 8-67288

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1256888 · Dec 10, 2018 · Schedule D 7.B.(1), fund 805-2640337329

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Warren Empey Executive
Samuel Hendel Executive
Lcs Event Partners, Llc Lcs Event Partners, Llc Executive
Lcs Event Partners, Llc Executive
Lcs, Llc Lcs, Llc Executive
Levcap Event Partners, Llc Levcap Event Partners, Llc Executive
Levcap Event Partners, Llc Executive
John A. Levin Executive
Levin Capital Strategies, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
595 Madison Avenue 17 Th Floor
New York, NY, 10022