Form D · Hedge Fund

Safinia Partners, L.P.

New York, NY · CIK 0001539456

Offering snapshot reported Mar 9, 2018 · SEC filing

Reported sold: $5.2M
Investors reported: 20
Minimum accepted: $0
First sale: Feb 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 9, 2018	Amendment	$5,199,822	$0vs Mar 10, 2017	20	SEC filing
Mar 10, 2017	Amendment	$5,199,822	$750,000vs Mar 10, 2016	20	SEC filing
Mar 10, 2016	Amendment	$4,449,822	$0vs Mar 10, 2015	17	SEC filing
Mar 10, 2015	Amendment	$4,449,822	$455,000vs Apr 11, 2014	17	SEC filing
Apr 11, 2014	Amendment	$3,994,822	$2,920,000vs Feb 10, 2014	17	SEC filing
Feb 10, 2014	Amendment	$1,074,822	$64,258vs Feb 8, 2013	13	SEC filing
Feb 8, 2013	Amendment	$1,010,564	$530,564vs Feb 8, 2012	13	SEC filing
Feb 8, 2012	Initial	$480,000	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-173085

Each B/D is entitled to receive a percentage of the management fee and incentive allocation attributable to the investors it introduced to the fund.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
LCS Securities, L.L.C.	140147
Easterly Securities LLC	281103

Source: Form D, filed Mar 9, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAFINIA PARTNERS, L.P.

Investment adviser: LEVIN CAPITAL STRATEGIES, L.P.

Gross asset value: $10.7M
Beneficial owners: 14
ADV minimum commitment: $1M

Reported in Form ADV on Dec 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CENTAUR FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian HSBC BANK USA, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer EASTERLY SECURITIES LLC BEVERLY, Massachusetts, United States Related to adviser: No

Marketer LCS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER LLP
PCAOB 274

MORGAN STANLEY & CO. LLC
SEC 8-15869

EASTERLY SECURITIES LLC
CRD 281103 · SEC 8-69661

LCS SECURITIES, LLC
CRD 140147 · SEC 8-67288

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1256888 · Dec 10, 2018 · Schedule D 7.B.(1), fund 805-8077704223

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lcs L/S, Llc	Executive
Lcs L/S, Llc Lcs L/S, Llc	Executive
John A. Levin	Executive
Levin Capital Strategies, L.P.	Promoter
John Mackin	Executive
Safinia Capital Partners, Llc	Executive
David Sochol	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

595 Madison Avenue 17 Th Floor
New York, NY, 10022