Investment adviser · CRD 317952

KOTAK ALTERNATE ASSET MANAGERS LIMITED

Investment adviser filing (IA)

MUMBAI, India · Form ADV filed Jun 30, 2026

Regulatory AUM: $18.5B
Client accounts: 1,845
Employees: 214
Advisory professionals: 50

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	637	$7,763,617,384	41.9%
High-net-worth individuals	1,181	$6,843,359,046	37.0%
Pooled investment vehicles	27	$3,910,915,827	21.1%

Filing source

Form ADV 2114285 · Jun 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

KOTAK ICONIC FUNDOther Private Fund · Last reported Jun 30, 2026$277MGross asset value

Form D fundraising filings

Kotak Iconic Fund

Feeder funds

KOTAK ICONIC INDIA EQUITY FEEDER FUND

Fund administrator AXIS BANK LIMITED MUMBAI, India Investor statements: No (provided to no investors) Related to adviser: No

Auditor MM CHITALE AND CO MUMBAI, India

Custodian AXIS BANK LIMITED MUMBAI, India Related to adviser: No

Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AXIS BANK LIMITED
LEI 549300HVNWMJPOFVNI41

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Fund details & source

Fund ID: 805-1535733392
Reported beneficial owners: 60
Minimum commitment: $106K
Form D file number: 021-490868

Form ADV 2114285 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOTAK ICONIC FUND IIOther Private Fund · Last reported Jun 30, 2026$149MGross asset value

Fund administrator AXIS BANK LIMITED MUMBAI, India Investor statements: No (provided to no investors) Related to adviser: No

Auditor MM CHITALE AND CO MUMBAI, India

Custodian AXIS BANK LIMITED MUMBAI, India Related to adviser: No

Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AXIS BANK LIMITED
LEI 549300HVNWMJPOFVNI41

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Fund details & source

Fund ID: 805-2411438811
Reported beneficial owners: 26
Minimum commitment: $106K

Form ADV 2114285 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOTAK OPTIMUS INDIA ALLOCATION MODERATE SCHEMEOther Private Fund · Last reported Jun 30, 2026$7.56MGross asset value

Form D fundraising filings

Kotak Optimus India Allocation Moderate Scheme

Fund administrator AXIS BANK LIMITED MUMBAI, India Investor statements: No (provided to no investors) Related to adviser: No

Auditor MM CHITALE AND CO MUMBAI, India

Custodian AXIS BANK LIMITED MUMBAI, India Related to adviser: No

Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AXIS BANK LIMITED
LEI 549300HVNWMJPOFVNI41

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Fund details & source

Fund ID: 805-5814906620
Reported beneficial owners: 0
Minimum commitment: $106K
Form D file number: 021-475171

Form ADV 2114285 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOTAK OPTIMUS INDIA ALLOCATION AGGRESSIVE SCHEMEOther Private Fund · Last reported Jun 30, 2026$4.17MGross asset value

Form D fundraising filings

Kotak Optimus India Allocation Aggressive Scheme

Fund administrator AXIS BANK LIMITED MUMBAI, India Investor statements: No (provided to no investors) Related to adviser: No

Auditor MM CHITALE AND CO MUMBAI, India

Custodian AXIS BANK LIMITED MUMBAI, India Related to adviser: No

Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AXIS BANK LIMITED
LEI 549300HVNWMJPOFVNI41

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Fund details & source

Fund ID: 805-7067590727
Reported beneficial owners: 99
Minimum commitment: $106K
Form D file number: 021-475173

Form ADV 2114285 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KOTAK INDIA GROWTH FUND IIVenture Capital Fund · Last reported May 31, 2023$14.2MGross asset value

Auditor PRICE WATERHOUSE LLP MUMBAI, India

Custodian KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: Yes

Marketer KOTAK MAHINDRA BANK LIMITED MUMBAI, India Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KOTAK MAHINDRA BANK LIMITED
LEI 335800E6GTTXKHXE2I75

Fund details & source

Fund ID: 805-5974923572
Reported beneficial owners: 371
Minimum commitment: $0

Form ADV 1764881 · May 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets

Principal office

27 BKC, 7TH FLOOR, PLOT NO.C-27, "G" BLOCK, BANDRA KURLA COMPLEX, BANDRA (EAST)
MUMBAI, 400051, India

CRD 317952

Filing source

Form ADV 2114285 · Jun 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.